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Main Street Capital

221 hedge funds and large institutions have $499M invested in Main Street Capital in 2019 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 29

2% more capital invested

Capital invested by funds: $487M → $499M (+$12M)

1% more funds holding

Funds holding: 219221 (+2)

0.76% less ownership

Funds ownership: 23.64%22.88% (-0.76%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

45% less call options, than puts

Call options by funds: $4.27M | Put options by funds: $7.78M

Holders
221
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
4.78%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
33
Increased
85
Reduced
63
Closed
29
Calls
$4.27M
Puts
$7.78M
Net Calls
-$3.51M
Net Calls Change
+$2.1M
Name Holding Trade Value Shares
Change
Change in
Stake
JMPWA
51
JP Morgan Private Wealth Advisors
California
$2.1M -$9.83K -264 -0.5%
ECA
52
Elevated Capital Advisors
Utah
$2.06M +$3.09M +83,054 New
HPIA
53
Hamilton Point Investment Advisors
North Carolina
$2.02M -$21.6K -580 -1%
Wells Fargo
54
Wells Fargo
California
$2M +$271K +7,275 +16%
CIBC Private Wealth Group
55
CIBC Private Wealth Group
Georgia
$1.93M -$63.7K -1,710 -3%
GC
56
Guggenheim Capital
Illinois
$1.84M -$102K -2,744 -5%
RJFSA
57
Raymond James Financial Services Advisors
Florida
$1.75M +$112K +3,001 +7%
BC
58
Barnett & Company
Tennessee
$1.72M -$44.7K -1,200 -3%
CIA
59
Capital Investment Advisors
Georgia
$1.63M -$13K -350 -0.8%
Barclays
60
Barclays
United Kingdom
$1.57M +$1.26M +33,809 +398%
Luther King Capital Management (LKCM)
61
Luther King Capital Management (LKCM)
Texas
$1.57M
GIM
62
Guild Investment Management
California
$1.48M +$26.8K +720 +2%
SWP
63
Stratos Wealth Partners
Ohio
$1.47M +$75.6K +2,031 +5%
AG
64
AlphaSimPlex Group
Massachusetts
$1.43M +$1.43M +38,311 New
ACS
65
Archford Capital Strategies
Illinois
$1.3M -$22.3K -599 -2%
Ameriprise
66
Ameriprise
Minnesota
$1.26M +$63.3K +1,700 +5%
OCG
67
Opus Capital Group
Ohio
$1.25M -$1.45M -38,881 -54%
MCM
68
Monument Capital Management
Virginia
$1.24M -$40K -1,074 -3%
RG
69
Rikoon Group
New Mexico
$1.19M -$81.9K -2,200 -6%
CCM
70
Chilton Capital Management
Texas
$1.15M +$37 +1 +0%
Bank of America
71
Bank of America
North Carolina
$1.14M -$44.4K -1,193 -4%
Creative Planning
72
Creative Planning
Kansas
$1.1M +$40.7K +1,094 +4%
Northern Trust
73
Northern Trust
Illinois
$1.05M -$110K -2,948 -9%
FMP
74
Financial Management Professionals
Texas
$1.02M +$5.29K +142 +0.5%
SBIA
75
Sheaff Brock Investment Advisors
Indiana
$978K +$8.38K +225 +0.9%

MAIN Hedge Fund Activity: Q1 2019 in Review

221 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2019, worth a combined $499M — up 2.5% from $487M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new MAIN positions and 29 closed out — a net gain of 4 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was UBS Group, adding an estimated $5.15M. The largest seller was CNO Financial Group, cutting an estimated $7.41M.

  • 221 institutional investors held Main Street Capital (MAIN) as of Q1 2019, up from 219 in Q4 2018.
  • Funds reported $499M of Main Street Capital stock for Q1 2019, up 2.5% quarter-over-quarter.
  • 33 funds opened new Main Street Capital positions in Q1 2019 and 29 closed out, a net change of +4 holders.
  • The largest Main Street Capital buyer in Q1 2019 was UBS Group, an estimated $5.15M added.
  • The largest Main Street Capital seller in Q1 2019 was CNO Financial Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q1 2019.