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Main Street Capital
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Overview Fund Activity

179 hedge funds and large institutions have $624M invested in Main Street Capital in 2017 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 67 increasing their positions, 53 reducing their positions, and 21 closing their positions.

Holders
179
Holders Change
+3
Holders Change %
+1.7%
% of All Funds
4.47%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
27
Increased
67
Reduced
53
Closed
21
Calls
$2.6M
Puts
$4.39M
Net Calls
-$1.78M
Net Calls Change
-$1.06M

Top Buyers

1
MGAM
1
McGowan Group Asset Management
Texas
$11.9M
2
TCM
2
Texan Capital Management
Texas
$5.6M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$24.4M
4
BAM
4
Burgundy Asset Management
Ontario, Canada
$72.7M
5
M&T Bank
5
M&T Bank
New York
$18.7M

Top Sellers

1
FIM
1
Friedberg Investment Management
Texas
$931K
2
UBS Group
2
UBS Group
Switzerland
$20.8M
3
SMH
3
Sanders Morris Harris
Texas
$23.9M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.99M
5
MC
5
Muzinich & Co
New York
$89.8M
Name Market Value Shares Shares
Change 		Shares
Change %
ASN
51
Advisory Services Network
Georgia
$1.9M 47,719 +10,157 +27%
Millennium Management
52
Millennium Management
New York
$1.9M 47,672 +47,672 New
ACS
53
Archford Capital Strategies
Illinois
$1.63M 40,893 -55 -0.1%
MML Investors Services
54
MML Investors Services
Massachusetts
$1.6M 40,186 +2,217 +6%
Luther King Capital Management (LKCM)
55
Luther King Capital Management (LKCM)
Texas
$1.48M 37,130 – –
SPC
56
Sigma Planning Corp
Michigan
$1.47M 36,989 +9,693 +36%
D.E. Shaw & Co
57
D.E. Shaw & Co
New York
$1.47M 36,889 +36,889 New
SWM
58
Segment Wealth Management
Texas
$1.39M 34,944 – –
Baird Financial Group
59
Baird Financial Group
Wisconsin
$1.29M 32,340 -2,921 -8%
CIA
60
Capital Investment Advisors
Georgia
$1.26M 31,675 +3,280 +12%
OIA
61
Optimum Investment Advisors
Illinois
$1.26M 31,605 – –
HFS
62
HL Financial Services
Kentucky
$1.24M 31,291 -3,961 -11%
Goldman Sachs
63
Goldman Sachs
New York
$1.23M 30,858 -10,258 -25%
SAM
64
Sequent Asset Management
Texas
$1.18M 29,637 -200 -0.7%
CA
65
Cetera Advisors
Colorado
$1.11M 27,887 -1,546 -5%
Arrowstreet Capital
66
Arrowstreet Capital
Massachusetts
$1.07M 27,000 +27,000 New
BF
67
BOK Financial
Oklahoma
$1.06M 26,665 -2,111 -7%
MF
68
Magnetar Financial
Illinois
$1.06M 26,561 +26,561 New
FMP
69
Financial Management Professionals
Texas
$1.04M 26,229 -54 -0.2%
Ameriprise
70
Ameriprise
Minnesota
$1.03M 25,934 -2,248 -8%
Capital Fund Management (CFM)
71
Capital Fund Management (CFM)
France
$1.02M 25,600 +7,100 +38%
RG
72
Rikoon Group
New Mexico
$1.02M 25,593 -1,942 -7%
Northern Trust
73
Northern Trust
Illinois
$996K 25,042 -600 -2%
PI
74
PineBridge Investments
New York
$992K 24,962 +10,862 +77%
AAM
75
Advisors Asset Management
Colorado
$972K 24,454 -379 -2%
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3
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