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Main Street Capital

179 hedge funds and large institutions have $624M invested in Main Street Capital in 2017 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 67 increasing their positions, 53 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 21

26% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 53

7% more capital invested

Capital invested by funds: $582M → $624M (+$41.5M)

2% more funds holding

Funds holding: 176179 (+3)

0.84% more ownership

Funds ownership: 26.81%27.65% (+0.84%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

41% less call options, than puts

Call options by funds: $2.6M | Put options by funds: $4.38M

Holders
179
Holders Change
+3
Holders Change %
+1.7%
% of All Funds
4.46%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
27
Increased
67
Reduced
53
Closed
21
Calls
$2.6M
Puts
$4.38M
Net Calls
-$1.78M
Net Calls Change
-$1.06M
Name Holding Trade Value Shares
Change
Change in
Stake
ASN
51
Advisory Services Network
Georgia
$1.9M +$399K +10,157 +27%
Millennium Management
52
Millennium Management
New York
$1.9M +$1.87M +47,672 New
ACS
53
Archford Capital Strategies
Illinois
$1.63M -$2.16K -55 -0.1%
MML Investors Services
54
MML Investors Services
Massachusetts
$1.6M +$87.1K +2,217 +6%
Luther King Capital Management (LKCM)
55
Luther King Capital Management (LKCM)
Texas
$1.48M
SPC
56
Sigma Planning Corp
Michigan
$1.47M +$381K +9,693 +36%
D.E. Shaw & Co
57
D.E. Shaw & Co
New York
$1.47M +$1.45M +36,889 New
SWM
58
Segment Wealth Management
Texas
$1.39M
Baird Financial Group
59
Baird Financial Group
Wisconsin
$1.29M -$115K -2,921 -8%
CIA
60
Capital Investment Advisors
Georgia
$1.26M +$129K +3,280 +12%
OIA
61
Optimum Investment Advisors
Illinois
$1.26M
HFS
62
HL Financial Services
Kentucky
$1.24M -$156K -3,961 -11%
Goldman Sachs
63
Goldman Sachs
New York
$1.23M -$403K -10,258 -25%
SAM
64
Sequent Asset Management
Texas
$1.18M -$7.86K -200 -0.7%
CA
65
Cetera Advisors
Colorado
$1.11M -$60.7K -1,546 -5%
Arrowstreet Capital
66
Arrowstreet Capital
Massachusetts
$1.07M +$1.06M +27,000 New
BF
67
BOK Financial
Oklahoma
$1.06M -$82.9K -2,111 -7%
MF
68
Magnetar Financial
Illinois
$1.06M +$1.04M +26,561 New
FMP
69
Financial Management Professionals
Texas
$1.04M -$2.12K -54 -0.2%
Ameriprise
70
Ameriprise
Minnesota
$1.03M -$88.3K -2,248 -8%
Capital Fund Management (CFM)
71
Capital Fund Management (CFM)
France
$1.02M +$279K +7,100 +38%
RG
72
Rikoon Group
New Mexico
$1.02M -$76.3K -1,942 -7%
Northern Trust
73
Northern Trust
Illinois
$996K -$23.6K -600 -2%
PI
74
PineBridge Investments
New York
$992K +$427K +10,862 +77%
AAM
75
Advisors Asset Management
Colorado
$972K -$14.9K -379 -2%

MAIN Hedge Fund Activity: Q3 2017 in Review

179 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2017, worth a combined $624M — up 7.1% from $582M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 21 closed out — a net gain of 6 holders — while 67 added to existing stakes and 53 trimmed.

The largest buyer was McGowan Group Asset Management, opening a new position worth an estimated $11.8M. The largest seller was Friedberg Investment Management, cutting an estimated $5.48M.

  • 179 institutional investors held Main Street Capital (MAIN) as of Q3 2017, up from 176 in Q2 2017.
  • Funds reported $624M of Main Street Capital stock for Q3 2017, up 7.1% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2017 and 21 closed out, a net change of +6 holders.
  • The largest Main Street Capital buyer in Q3 2017 was McGowan Group Asset Management, an estimated $11.8M added.
  • The largest Main Street Capital seller in Q3 2017 was Friedberg Investment Management, an estimated $5.48M sold.

Based on aggregated 13F filings for Q3 2017.