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Main Street Capital

177 hedge funds and large institutions have $574M invested in Main Street Capital in 2017 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 71 increasing their positions, 51 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

39% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 51

13% more capital invested

Capital invested by funds: $507M → $574M (+$67.1M)

4% more funds holding

Funds holding: 171177 (+6)

1.13% more ownership

Funds ownership: 26.02%27.15% (+1.1%)

4% less call options, than puts

Call options by funds: $2.45M | Put options by funds: $2.54M

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

Holders
177
Holders Change
+6
Holders Change %
+3.51%
% of All Funds
4.41%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
20
Increased
71
Reduced
51
Closed
12
Calls
$2.45M
Puts
$2.54M
Net Calls
-$91K
Net Calls Change
+$2.02M
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
51
Baird Financial Group
Wisconsin
$1.45M -$1.73M -46,849 -55%
MML Investors Services
52
MML Investors Services
Massachusetts
$1.43M +$1.38M +37,391 New
RJFSA
53
Raymond James Financial Services Advisors
Florida
$1.43M -$56.3K -1,523 -4%
Luther King Capital Management (LKCM)
54
Luther King Capital Management (LKCM)
Texas
$1.42M
HB
55
Homrich & Berg
Georgia
$1.42M +$4.91K +133 +0.4%
HFS
56
HL Financial Services
Kentucky
$1.36M +$71.5K +1,936 +6%
WSCM
57
Wellington Shields Capital Management
New York
$1.33M -$36.9K -1,000 -3%
SWM
58
Segment Wealth Management
Texas
$1.29M +$567K +15,360 +84%
ERSOT
59
Employees Retirement System of Texas
Texas
$1.24M +$17.6K +477 +1%
OIA
60
Optimum Investment Advisors
Illinois
$1.21M
CA
61
Cetera Advisors
Colorado
$1.21M +$64.4K +1,743 +6%
Citigroup
62
Citigroup
New York
$1.21M +$175K +4,738 +18%
RG
63
Rikoon Group
New Mexico
$1.13M +$35.5K +960 +4%
SAM
64
Sequent Asset Management
Texas
$1.12M +$59.5K +1,611 +6%
SPC
65
Sigma Planning Corp
Michigan
$1.11M +$365K +9,881 +52%
ASN
66
Advisory Services Network
Georgia
$1.09M +$1.05M +28,505 New
BF
67
BOK Financial
Oklahoma
$1.09M +$57.3K +1,551 +6%
CIA
68
Capital Investment Advisors
Georgia
$1.07M -$35.3K -955 -3%
Ameriprise
69
Ameriprise
Minnesota
$1.05M +$360K +9,739 +55%
FMP
70
Financial Management Professionals
Texas
$1.02M -$20.9K -566 -2%
AAM
71
Advisors Asset Management
Colorado
$980K -$12.6K -341 -1%
D.E. Shaw & Co
72
D.E. Shaw & Co
New York
$939K -$1.04M -28,268 -54%
Bank of America
73
Bank of America
North Carolina
$848K -$126K -3,422 -13%
SCM
74
Silver Capital Management
New York
$839K -$27K -730 -3%
Jane Street
75
Jane Street
New York
$825K -$293K -7,934 -27%

MAIN Hedge Fund Activity: Q1 2017 in Review

177 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2017, worth a combined $574M — up 13% from $507M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MAIN positions and 12 closed out — a net gain of 8 holders — while 71 added to existing stakes and 51 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $36.6M. The largest seller was Sanders Morris Harris, cutting an estimated $21M.

  • 177 institutional investors held Main Street Capital (MAIN) as of Q1 2017, up from 171 in Q4 2016.
  • Funds reported $574M of Main Street Capital stock for Q1 2017, up 13% quarter-over-quarter.
  • 20 funds opened new Main Street Capital positions in Q1 2017 and 12 closed out, a net change of +8 holders.
  • The largest Main Street Capital buyer in Q1 2017 was Muzinich & Co, an estimated $36.6M added.
  • The largest Main Street Capital seller in Q1 2017 was Sanders Morris Harris, an estimated $21M sold.

Based on aggregated 13F filings for Q1 2017.