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Main Street Capital

140 hedge funds and large institutions have $453M invested in Main Street Capital in 2016 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 42 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

4% more funds holding

Funds holding: 135140 (+5)

4% more capital invested

Capital invested by funds: $437M → $453M (+$15.5M)

1.38% less ownership

Funds ownership: 30%28.62% (-1.4%)

25% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 56

58% less call options, than puts

Call options by funds: $5.33M | Put options by funds: $12.7M

Holders
140
Holders Change
+5
Holders Change %
+3.7%
% of All Funds
3.73%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.24%
New
20
Increased
42
Reduced
56
Closed
14
Calls
$5.33M
Puts
$12.7M
Net Calls
-$7.41M
Net Calls Change
+$2.32M
Name Holding Trade Value Shares
Change
Change in
Stake
TYCC
51
Texas Yale Capital Corp
Florida
$1.03M +$82.6K +2,843 +9%
WSCM
52
Wellington Shields Capital Management
New York
$1.02M
ACS
53
Archford Capital Strategies
Illinois
$1.01M -$87.6K -3,017 -9%
ERSOT
54
Employees Retirement System of Texas
Texas
$982K
OIA
55
Optimum Investment Advisors
Illinois
$972K
BF
56
BOK Financial
Oklahoma
$946K +$99K +3,409 +13%
CA
57
Cetera Advisors
Colorado
$908K -$4.08M -140,384 -83%
HFS
58
HL Financial Services
Kentucky
$908K -$17.9K -617 -2%
SAM
59
Sequent Asset Management
Texas
$875K -$40.3K -1,386 -5%
Bank of America
60
Bank of America
North Carolina
$874K +$420K +14,455 +108%
PAS
61
Partnervest Advisory Services
California
$867K +$803K +27,657 New
SCM
62
Silver Capital Management
New York
$844K +$781K +26,890 New
AR
63
Advisory Research
Illinois
$834K -$125K -4,309 -14%
FWM
64
Frontier Wealth Management
Missouri
$831K -$13.9K -480 -2%
Ameriprise
65
Ameriprise
Minnesota
$794K -$224K -7,728 -23%
RJFSA
66
Raymond James Financial Services Advisors
Florida
$787K -$2.35M -80,865 -76%
SMDAM
67
Sumitomo Mitsui DS Asset Management
Japan
$767K -$128K -4,416 -15%
Envestnet Asset Management
68
Envestnet Asset Management
Illinois
$755K +$700K +24,097 New
CIBC World Market
69
CIBC World Market
Ontario, Canada
$721K -$58.1K -1,999 -8%
JC
70
JBF Capital
Colorado
$702K
AWM
71
AllSquare Wealth Management
New York
$693K -$79.9K -2,750 -11%
GA
72
Geneva Advisors
Illinois
$651K -$77.3K -2,661 -11%
MCM
73
McKinley Capital Management
Alaska
$648K -$14K -482 -2%
WA
74
WESPAC Advisors
California
$624K +$578K +19,913 New
SBIA
75
Sheaff Brock Investment Advisors
Indiana
$620K +$37.8K +1,300 +7%

MAIN Hedge Fund Activity: Q1 2016 in Review

140 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2016, worth a combined $453M — up 3.5% from $437M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MAIN positions and 14 closed out — a net gain of 6 holders — while 42 added to existing stakes and 56 trimmed.

The largest buyer was UBS Group, adding an estimated $9.57M. The largest seller was Burgundy Asset Management, cutting an estimated $5.42M.

  • 140 institutional investors held Main Street Capital (MAIN) as of Q1 2016, up from 135 in Q4 2015.
  • Funds reported $453M of Main Street Capital stock for Q1 2016, up 3.5% quarter-over-quarter.
  • 20 funds opened new Main Street Capital positions in Q1 2016 and 14 closed out, a net change of +6 holders.
  • The largest Main Street Capital buyer in Q1 2016 was UBS Group, an estimated $9.57M added.
  • The largest Main Street Capital seller in Q1 2016 was Burgundy Asset Management, an estimated $5.42M sold.

Based on aggregated 13F filings for Q1 2016.