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Main Street Capital
MAIN

135 hedge funds and large institutions have $437M invested in Main Street Capital in 2015 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

23% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 40

14% more capital invested

Capital invested by funds: $384M → $437M (+$53.1M)

7% more funds holding

Funds holding: 126 → 135 (+9)

1.32% more ownership

Funds ownership: 28.68% → 30% (+1.3%)

82% less call options, than puts

Call options by funds: $2.08M | Put options by funds: $11.8M

Holders
135
Holders Change
+9
Holders Change %
+7.14%
% of All Funds
3.54%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
26
Increased
49
Reduced
40
Closed
16
Calls
$2.08M
Puts
$11.8M
Net Calls
-$9.73M
Net Calls Change
-$8.37M

Top Buyers

1
PSI
Pinnacle Summer Investments
Virginia
+$23.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$6.19M
3
Deutsche Bank
Deutsche Bank
Germany
+$2.26M
4
YMRC
Yorktown Management & Research Company
Virginia
+$1.95M
5
LPL Financial
LPL Financial
California
+$1.91M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$9.95M
2
CIP
Chartwell Investment Partners
Pennsylvania
-$2.97M
3
Wells Fargo
Wells Fargo
California
-$2.51M
4
SAM
Shell Asset Management
Netherlands
-$2.26M
5
HighTower Advisors
HighTower Advisors
Illinois
-$2.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
51
Citigroup
New York
$1.02M -$43.1K -1,434 -4%
HB
52
Homrich & Berg
Georgia
$1.01M -$29.8K -993 -3%
CG
53
Clinton Group
New York
$978K +$75.3K +2,506 +8%
Ameriprise
54
Ameriprise
Minnesota
$961K +$102K +3,386 +11%
WSCM
55
Wellington Shields Capital Management
New York
$948K +$30K +1,000 +3%
ERSOT
56
Employees Retirement System of Texas
Texas
$910K – – –
OIA
57
Optimum Investment Advisors
Illinois
$902K -$12K -400 -1%
AR
58
Advisory Research
Illinois
$899K +$14.4K +479 +2%
TYCC
59
Texas Yale Capital Corp
Florida
$872K +$901K +30,000 New
HFS
60
HL Financial Services
Kentucky
$861K +$104K +3,463 +13%
SAM
61
Sequent Asset Management
Texas
$852K -$411K -13,685 -32%
SMDAM
62
Sumitomo Mitsui DS Asset Management
Japan
$840K – – –
FWM
63
Frontier Wealth Management
Missouri
$785K – – –
BF
64
BOK Financial
Oklahoma
$778K +$23.1K +770 +3%
CS
65
Credit Suisse
Switzerland
$741K -$667K -22,196 -47%
CIBC World Market
66
CIBC World Market
Ontario, Canada
$727K +$38.4K +1,279 +5%
AWM
67
AllSquare Wealth Management
New York
$723K -$6.01K -200 -0.8%
GA
68
Geneva Advisors
Illinois
$681K +$704K +23,420 New
JC
69
JBF Capital
Colorado
$651K – – –
MCM
70
McKinley Capital Management
Alaska
$615K +$11K +367 +2%
MFS
71
MSI Financial Services
Massachusetts
$614K +$244K +8,130 +63%
CAM
72
Cypress Asset Management
Texas
$589K -$18K -600 -3%
FWM
73
Focused Wealth Management
New York
$553K +$18.7K +623 +3%
Creative Planning
74
Creative Planning
Kansas
$551K +$35.4K +1,178 +7%
SBIA
75
Sheaff Brock Investment Advisors
Indiana
$537K +$555K +18,465 New
1 2
3
4 5

MAIN Hedge Fund Activity: Q4 2015 in Review

135 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2015, worth a combined $437M — up 14% from $384M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 16 closed out — a net gain of 10 holders — while 49 added to existing stakes and 40 trimmed.

The largest buyer was Pinnacle Summer Investments, adding an estimated $23.2M. The largest seller was UBS Group, cutting an estimated $9.95M.

  • 135 institutional investors held Main Street Capital (MAIN) as of Q4 2015, up from 126 in Q3 2015.
  • Funds reported $437M of Main Street Capital stock for Q4 2015, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2015 and 16 closed out, a net change of +10 holders.
  • The largest Main Street Capital buyer in Q4 2015 was Pinnacle Summer Investments, an estimated $23.2M added.
  • The largest Main Street Capital seller in Q4 2015 was UBS Group, an estimated $9.95M sold.

Based on aggregated 13F filings for Q4 2015.