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Main Street Capital
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Overview Fund Activity

135 hedge funds and large institutions have $437M invested in Main Street Capital in 2015 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
135
Holders Change
+9
Holders Change %
+7.14%
% of All Funds
3.55%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
26
Increased
49
Reduced
40
Closed
16
Calls
$2.08M
Puts
$11.8M
Net Calls
-$9.73M
Net Calls Change
-$8.37M

Top Buyers

1
PSI
1
Pinnacle Summer Investments
Virginia
$72.1M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$7.31M
3
Deutsche Bank
3
Deutsche Bank
Germany
$7.93M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$7.85M
5
LPL Financial
5
LPL Financial
California
$3.75M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$14.3M
2
CIP
2
Chartwell Investment Partners
Pennsylvania
$0
3
Wells Fargo
3
Wells Fargo
California
$4.38M
4
SAM
4
Shell Asset Management
Netherlands
$0
5
HighTower Advisors
5
HighTower Advisors
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
51
Citigroup
New York
$1.02M -$41.7K -1,434 -4%
HB
52
Homrich & Berg
Georgia
$1.01M -$28.9K -993 -3%
CG
53
Clinton Group
New York
$978K +$72.9K +2,506 +8%
Ameriprise
54
Ameriprise
Minnesota
$961K +$98.5K +3,386 +11%
WSCM
55
Wellington Shields Capital Management
New York
$948K +$29.1K +1,000 +3%
ERSOT
56
Employees Retirement System of Texas
Texas
$910K – – –
OIA
57
Optimum Investment Advisors
Illinois
$902K -$11.6K -400 -1%
AR
58
Advisory Research
Illinois
$899K +$13.9K +479 +2%
TYCC
59
Texas Yale Capital Corp
Florida
$872K +$872K +30,000 New
HFS
60
HL Financial Services
Kentucky
$861K +$101K +3,463 +13%
SAM
61
Sequent Asset Management
Texas
$852K -$398K -13,685 -32%
SMDAM
62
Sumitomo Mitsui DS Asset Management
Japan
$840K – – –
FWM
63
Frontier Wealth Management
Missouri
$785K – – –
BF
64
BOK Financial
Oklahoma
$778K +$22.4K +770 +3%
CS
65
Credit Suisse
Switzerland
$741K -$646K -22,196 -47%
CIBC World Market
66
CIBC World Market
Ontario, Canada
$727K +$37.2K +1,279 +5%
AWM
67
AllSquare Wealth Management
New York
$723K -$5.82K -200 -0.8%
GA
68
Geneva Advisors
Illinois
$681K +$681K +23,420 New
JC
69
JBF Capital
Colorado
$651K – – –
MCM
70
McKinley Capital Management
Alaska
$615K +$10.7K +367 +2%
MFS
71
MSI Financial Services
Massachusetts
$614K +$237K +8,130 +63%
CAM
72
Cypress Asset Management
Texas
$589K -$17.5K -600 -3%
FWM
73
Focused Wealth Management
New York
$553K +$18.1K +623 +3%
Creative Planning
74
Creative Planning
Kansas
$551K +$34.3K +1,178 +7%
SBIA
75
Sheaff Brock Investment Advisors
Indiana
$537K +$537K +18,465 New
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3
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