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Main Street Capital

211 hedge funds and large institutions have $462M invested in Main Street Capital in 2020 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 57 increasing their positions, 72 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 30

21% more capital invested

Capital invested by funds: $383M → $462M (+$79M)

6% more funds holding

Funds holding: 200211 (+11)

1.95% more ownership

Funds ownership: 19.65%21.6% (+1.9%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

21% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 72

34% less call options, than puts

Call options by funds: $7.72M | Put options by funds: $11.7M

Holders
211
Holders Change
+11
Holders Change %
+5.5%
% of All Funds
3.73%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.09%
New
43
Increased
57
Reduced
72
Closed
30
Calls
$7.72M
Puts
$11.7M
Net Calls
-$4.01M
Net Calls Change
-$9M
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$4.53M +$4.31M +140,365 New
California Public Employees Retirement System
27
California Public Employees Retirement System
California
$4.42M -$181K -5,894 -4%
UR
28
USCA RIA
Texas
$4.27M -$268K -8,721 -6%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$4.09M -$171K -5,576 -4%
LPL Financial
30
LPL Financial
California
$4.04M -$297K -9,685 -7%
AFG
31
Albion Financial Group
Utah
$3.86M +$3.67M +119,592 New
AF
32
Allworth Financial
California
$3.44M -$1.26M -41,104 -28%
Wells Fargo
33
Wells Fargo
California
$3.44M -$173K -5,625 -5%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$3.41M -$289K -9,404 -8%
CFG
35
CNO Financial Group
Indiana
$3.25M +$3.1M +100,884 New
UBS Group
36
UBS Group
Switzerland
$3.08M -$2.62M -85,155 -47%
ACM
37
Advisors Capital Management
New Jersey
$3.08M -$187K -6,104 -6%
Invesco
38
Invesco
Georgia
$3.02M -$32K -1,043 -1%
DnB Asset Management
39
DnB Asset Management
Norway
$2.82M
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$2.69M -$172K -5,598 -6%
AAS
41
Avantax Advisory Services
Texas
$2.47M -$1.37M -44,445 -37%
POIA
42
Pin Oak Investment Advisors
Texas
$2.46M -$114K -3,725 -5%
TYCC
43
Texas Yale Capital Corp
Florida
$2.41M -$320K -10,418 -12%
Tudor Investment Corp
44
Tudor Investment Corp
Connecticut
$2.39M +$2.27M +74,004 New
AP
45
Americana Partners
Texas
$2.23M +$40.7K +1,326 +2%
CCM
46
Carlson Capital Management
Minnesota
$2.16M
William Blair & Company
47
William Blair & Company
Illinois
$2.12M +$20.6K +669 +1%
WA
48
Wambolt & Associates
Colorado
$2.08M -$84.2K -2,741 -4%
AR
49
Advisory Research
Illinois
$2M -$412K -13,418 -18%
CF
50
Centaurus Financial
California
$1.91M -$174K -5,655 -9%

MAIN Hedge Fund Activity: Q4 2020 in Review

211 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2020, worth a combined $462M — up 21% from $383M a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new MAIN positions and 30 closed out — a net gain of 13 holders — while 57 added to existing stakes and 72 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $9.16M. The largest seller was McGowan Group Asset Management, exiting entirely with an estimated $11.5M sold.

  • 211 institutional investors held Main Street Capital (MAIN) as of Q4 2020, up from 200 in Q3 2020.
  • Funds reported $462M of Main Street Capital stock for Q4 2020, up 21% quarter-over-quarter.
  • 43 funds opened new Main Street Capital positions in Q4 2020 and 30 closed out, a net change of +13 holders.
  • The largest Main Street Capital buyer in Q4 2020 was Citadel Advisors, an estimated $9.16M added.
  • The largest Main Street Capital seller in Q4 2020 was McGowan Group Asset Management, an estimated $11.5M sold.

Based on aggregated 13F filings for Q4 2020.