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Main Street Capital

200 hedge funds and large institutions have $383M invested in Main Street Capital in 2020 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 64 increasing their positions, 75 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $11.9M | Put options by funds: $6.92M

0.29% more ownership

Funds ownership: 19.36%19.65% (+0.29%)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less capital invested

Capital invested by funds: $391M → $383M (-$7.93M)

4% less funds holding

Funds holding: 208200 (-8)

15% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 75

23% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 30

Holders
200
Holders Change
-8
Holders Change %
-3.85%
% of All Funds
4.04%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
23
Increased
64
Reduced
75
Closed
30
Calls
$11.9M
Puts
$6.92M
Net Calls
+$4.99M
Net Calls Change
-$2.59M
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$3.4M +$326K +10,646 +10%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$3.33M -$2.76K -90 -0.1%
Wells Fargo
28
Wells Fargo
California
$3.32M +$1.56M +50,930 +83%
WG
29
Winton Group
United Kingdom
$3.27M +$166K +5,405 +5%
RJA
30
Raymond James & Associates
Florida
$3.22M -$187K -6,106 -5%
ACM
31
Advisors Capital Management
New Jersey
$3M -$1.79M -58,325 -37%
Invesco
32
Invesco
Georgia
$2.79M +$339K +11,072 +13%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$2.63M -$99K -3,230 -4%
DnB Asset Management
34
DnB Asset Management
Norway
$2.59M +$177K +5,766 +7%
TYCC
35
Texas Yale Capital Corp
Florida
$2.52M +$127K +4,135 +5%
POIA
36
Pin Oak Investment Advisors
Texas
$2.36M -$37.4K -1,220 -2%
AR
37
Advisory Research
Illinois
$2.23M -$7.08K -231 -0.3%
AP
38
Americana Partners
Texas
$2.02M +$2.07M +67,725 New
CCM
39
Carlson Capital Management
Minnesota
$2.01M
WA
40
Wambolt & Associates
Colorado
$1.99M -$134K -4,380 -6%
Bank of New York Mellon
41
Bank of New York Mellon
New York
$1.93M +$70.6K +2,303 +4%
William Blair & Company
42
William Blair & Company
Illinois
$1.92M -$194K -6,345 -9%
CF
43
Centaurus Financial
California
$1.92M -$202K -6,604 -9%
JWCA
44
J.W. Cole Advisors
Florida
$1.67M +$1.73M +56,493 New
IWM
45
IHT Wealth Management
Illinois
$1.6M -$404K -13,178 -20%
M&T Bank
46
M&T Bank
New York
$1.56M -$106K -3,445 -6%
CIA
47
Capital Investment Advisors
Georgia
$1.54M +$26.2K +854 +2%
CIM
48
Confluence Investment Management
Missouri
$1.53M +$3.25K +106 +0.2%
RJFSA
49
Raymond James Financial Services Advisors
Florida
$1.43M -$488K -15,930 -25%
APW
50
Aurora Private Wealth
New Jersey
$1.42M +$27.3K +890 +2%

MAIN Hedge Fund Activity: Q3 2020 in Review

200 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2020, worth a combined $383M — down 2% from $391M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of MAIN and 23 opened new positions — a net loss of 7 holders — while 75 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $6.04M. The largest seller was Advisory Services Network, cutting an estimated $3.45M.

  • 200 institutional investors held Main Street Capital (MAIN) as of Q3 2020, down from 208 in Q2 2020.
  • Funds reported $383M of Main Street Capital stock for Q3 2020, down 2% quarter-over-quarter.
  • 23 funds opened new Main Street Capital positions in Q3 2020 and 30 closed out, a net change of -7 holders.
  • The largest Main Street Capital buyer in Q3 2020 was Morgan Stanley, an estimated $6.04M added.
  • The largest Main Street Capital seller in Q3 2020 was Advisory Services Network, an estimated $3.45M sold.

Based on aggregated 13F filings for Q3 2020.