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Main Street Capital

220 hedge funds and large institutions have $280M invested in Main Street Capital in 2020 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 85 increasing their positions, 64 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 64

0.27% less ownership

Funds ownership: 22.33%22.06% (-0.27%)

13% less funds holding

Funds holding: 252220 (-32)

41% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 61

54% less capital invested

Capital invested by funds: $609M → $280M (-$328M)

63% less call options, than puts

Call options by funds: $3.9M | Put options by funds: $10.7M

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
220
Holders Change
-32
Holders Change %
-12.7%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
36
Increased
85
Reduced
64
Closed
61
Calls
$3.9M
Puts
$10.7M
Net Calls
-$6.75M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$2.6M +$385K +10,293 +9%
Millennium Management
27
Millennium Management
New York
$2.36M +$4.09M +109,325 +1,881%
CSS
28
Cubist Systematic Strategies
Connecticut
$2.28M +$4.16M +111,220 New
ASN
29
Advisory Services Network
Georgia
$2.06M +$207K +5,536 +6%
Invesco
30
Invesco
Georgia
$2.01M -$493K -13,183 -12%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$2M -$11.7M -312,068 -76%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$1.86M +$976K +26,079 +40%
AR
33
Advisory Research
Illinois
$1.81M +$570K +15,239 +21%
APW
34
Aurora Private Wealth
New Jersey
$1.77M +$1.63M +43,590 +102%
TYCC
35
Texas Yale Capital Corp
Florida
$1.71M +$178K +4,764 +6%
CCM
36
Carlson Capital Management
Minnesota
$1.65M
DnB Asset Management
37
DnB Asset Management
Norway
$1.56M +$1.14M +30,460 +66%
AAS
38
Avantax Advisory Services
Texas
$1.56M -$102K -2,734 -3%
M&T Bank
39
M&T Bank
New York
$1.56M -$11M -293,594 -79%
Citigroup
40
Citigroup
New York
$1.52M +$2.59M +69,337 +1,444%
Citadel Advisors
41
Citadel Advisors
Florida
$1.51M +$672K +17,959 +32%
MHI
42
Miller Howard Investments
New York
$1.5M
IWM
43
IHT Wealth Management
Illinois
$1.5M +$1.76M +47,011 +179%
William Blair & Company
44
William Blair & Company
Illinois
$1.47M -$143K -3,825 -5%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$1.42M +$61.5K +1,644 +2%
WA
46
Wambolt & Associates
Colorado
$1.42M -$99.3K -2,654 -4%
Skandinaviska Enskilda Banken (SEB)
47
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.41M
Goldman Sachs
48
Goldman Sachs
New York
$1.35M +$47K +1,255 +2%
UBS Group
49
UBS Group
Switzerland
$1.29M -$9.34M -249,529 -80%
Bank of New York Mellon
50
Bank of New York Mellon
New York
$1.25M -$238K -6,357 -9%

MAIN Hedge Fund Activity: Q1 2020 in Review

220 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2020, worth a combined $280M — down 54% from $609M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MAIN and 36 opened new positions — a net loss of 25 holders — while 64 trimmed existing stakes and 85 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $18.9M. The largest seller was Macquarie Group, exiting entirely with an estimated $24.6M sold.

  • 220 institutional investors held Main Street Capital (MAIN) as of Q1 2020, down from 252 in Q4 2019.
  • Funds reported $280M of Main Street Capital stock for Q1 2020, down 54% quarter-over-quarter.
  • 36 funds opened new Main Street Capital positions in Q1 2020 and 61 closed out, a net change of -25 holders.
  • The largest Main Street Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $18.9M added.
  • The largest Main Street Capital seller in Q1 2020 was Macquarie Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q1 2020.