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Main Street Capital

252 hedge funds and large institutions have $609M invested in Main Street Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 92 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

496% more call options, than puts

Call options by funds: $5.24M | Put options by funds: $879K

180% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 15

59% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 58

10% more funds holding

Funds holding: 230252 (+22)

0.68% less ownership

Funds ownership: 23.01%22.33% (-0.68%)

3% less capital invested

Capital invested by funds: $627M → $609M (-$18.7M)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
252
Holders Change
+22
Holders Change %
+9.57%
% of All Funds
4.97%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
42
Increased
92
Reduced
58
Closed
15
Calls
$5.24M
Puts
$879K
Net Calls
+$4.36M
Net Calls Change
+$422K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$5.77M +$796K +18,625 +16%
UR
27
USCA RIA
Texas
$5.69M -$241K -5,626 -4%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$5.03M +$318K +7,428 +7%
AIS
29
Accurate Investment Solutions
Pennsylvania
$4.84M -$29.1K -680 -0.6%
Invesco
30
Invesco
Georgia
$4.79M +$35.2K +824 +0.7%
ASN
31
Advisory Services Network
Georgia
$4.1M +$209K +4,881 +5%
ACM
32
Anfield Capital Management
California
$3.75M +$4.04M +94,381 New
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$3.64M -$619K -14,480 -15%
AAS
34
Avantax Advisory Services
Texas
$3.39M +$3.14M +73,416 +1,386%
TYCC
35
Texas Yale Capital Corp
Florida
$3.38M
William Blair & Company
36
William Blair & Company
Illinois
$3.24M -$90.3K -2,112 -3%
CIM
37
Confluence Investment Management
Missouri
$3.22M -$144K -3,375 -4%
MHI
38
Miller Howard Investments
New York
$3.16M
AG
39
Advisor Group
Arizona
$3.14M +$97.5K +2,280 +3%
AR
40
Advisory Research
Illinois
$3.14M -$716K -16,748 -19%
WA
41
Wambolt & Associates
Colorado
$3.1M +$15.5K +363 +0.5%
VEA
42
Virtus ETF Advisers
New York
$3M +$410K +9,596 +16%
Skandinaviska Enskilda Banken (SEB)
43
Skandinaviska Enskilda Banken (SEB)
Sweden
$2.96M -$103K -2,400 -3%
CCM
44
Carlson Capital Management
Minnesota
$2.93M +$42.8K +1,000 +1%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$2.92M +$10.8K +253 +0.4%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$2.91M +$253K +5,915 +10%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$2.8M +$137K +3,206 +5%
Goldman Sachs
48
Goldman Sachs
New York
$2.78M +$28K +655 +1%
PM
49
Pembroke Management
Quebec, Canada
$2.59M +$39.6K +925 +2%
HPIA
50
Hamilton Point Investment Advisors
North Carolina
$2.53M +$44K +1,030 +2%

MAIN Hedge Fund Activity: Q4 2019 in Review

252 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2019, worth a combined $609M — down 3% from $627M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new MAIN positions and 15 closed out — a net gain of 27 holders — while 92 added to existing stakes and 58 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $3.14M. The largest seller was Macquarie Group, cutting an estimated $15.3M.

  • 252 institutional investors held Main Street Capital (MAIN) as of Q4 2019, up from 230 in Q3 2019.
  • Funds reported $609M of Main Street Capital stock for Q4 2019, down 3% quarter-over-quarter.
  • 42 funds opened new Main Street Capital positions in Q4 2019 and 15 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2019 was Avantax Advisory Services, an estimated $3.14M added.
  • The largest Main Street Capital seller in Q4 2019 was Macquarie Group, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2019.