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Main Street Capital

221 hedge funds and large institutions have $499M invested in Main Street Capital in 2019 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 29

2% more capital invested

Capital invested by funds: $487M → $499M (+$12M)

1% more funds holding

Funds holding: 219221 (+2)

0.76% less ownership

Funds ownership: 23.64%22.88% (-0.76%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

45% less call options, than puts

Call options by funds: $4.27M | Put options by funds: $7.78M

Holders
221
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
4.78%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
33
Increased
85
Reduced
63
Closed
29
Calls
$4.27M
Puts
$7.78M
Net Calls
-$3.51M
Net Calls Change
+$2.1M
Name Holding Trade Value Shares
Change
Change in
Stake
AR
26
Advisory Research
Illinois
$4.42M +$186K +4,995 +4%
LPL Financial
27
LPL Financial
California
$4.36M +$580K +15,577 +15%
RJA
28
Raymond James & Associates
Florida
$4.15M +$65.2K +1,751 +2%
AIS
29
Accurate Investment Solutions
Pennsylvania
$4.11M +$128K +3,449 +3%
Deutsche Bank
30
Deutsche Bank
Germany
$4.11M -$3.21M -86,242 -44%
SMDAM
31
Sumitomo Mitsui DS Asset Management
Japan
$4.04M +$142K +3,827 +4%
GIM
32
Greenwich Investment Management
Connecticut
$3.95M -$1.04K -28 -0%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$3.82M +$152K +4,086 +4%
CFG
34
CNO Financial Group
Indiana
$3.75M -$7.41M -199,116 -66%
CIM
35
Confluence Investment Management
Missouri
$3.68M -$211K -5,672 -5%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$3.62M +$45.6K +1,226 +1%
William Blair & Company
37
William Blair & Company
Illinois
$3.55M -$418K -11,230 -11%
JP Morgan Chase
38
JP Morgan Chase
New York
$3.3M +$1.99M +53,577 +152%
Goldman Sachs
39
Goldman Sachs
New York
$3.21M +$1.41M +37,932 +78%
ASN
40
Advisory Services Network
Georgia
$3.12M +$668K +17,947 +27%
WA
41
Wambolt & Associates
Colorado
$2.79M +$38K +1,022 +1%
PM
42
Pembroke Management
Quebec, Canada
$2.78M +$2.78M +74,769 New
Citigroup
43
Citigroup
New York
$2.7M +$2.35M +63,140 +669%
Citadel Advisors
44
Citadel Advisors
Florida
$2.54M +$1.49M +40,139 +142%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$2.48M +$966K +25,945 +64%
CCM
46
Carlson Capital Management
Minnesota
$2.43M
Robeco Institutional Asset Management
47
Robeco Institutional Asset Management
Netherlands
$2.4M
AG
48
Advisor Group
Arizona
$2.29M +$725K +19,466 +46%
HSBC Holdings
49
HSBC Holdings
United Kingdom
$2.21M
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$2.14M +$204K +5,479 +11%

MAIN Hedge Fund Activity: Q1 2019 in Review

221 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2019, worth a combined $499M — up 2.5% from $487M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new MAIN positions and 29 closed out — a net gain of 4 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was UBS Group, adding an estimated $5.15M. The largest seller was CNO Financial Group, cutting an estimated $7.41M.

  • 221 institutional investors held Main Street Capital (MAIN) as of Q1 2019, up from 219 in Q4 2018.
  • Funds reported $499M of Main Street Capital stock for Q1 2019, up 2.5% quarter-over-quarter.
  • 33 funds opened new Main Street Capital positions in Q1 2019 and 29 closed out, a net change of +4 holders.
  • The largest Main Street Capital buyer in Q1 2019 was UBS Group, an estimated $5.15M added.
  • The largest Main Street Capital seller in Q1 2019 was CNO Financial Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q1 2019.