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Main Street Capital

126 hedge funds and large institutions have $384M invested in Main Street Capital in 2015 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 52 increasing their positions, 38 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 38

2.23% more ownership

Funds ownership: 26.45%28.68% (+2.2%)

5% less funds holding

Funds holding: 132126 (-6)

9% less capital invested

Capital invested by funds: $421M → $384M (-$36.3M)

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

44% less call options, than puts

Call options by funds: $1.75M | Put options by funds: $3.12M

Holders
126
Holders Change
-6
Holders Change %
-4.55%
% of All Funds
3.52%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.11%
New
15
Increased
52
Reduced
38
Closed
20
Calls
$1.75M
Puts
$3.12M
Net Calls
-$1.36M
Net Calls Change
+$633K
Name Holding Trade Value Shares
Change
Change in
Stake
MHI
26
Miller Howard Investments
New York
$3.51M
KFA
27
Kelleher Financial Advisors
New York
$3.42M -$53.2K -1,800 -1%
CIM
28
Confluence Investment Management
Missouri
$3.36M +$1.2M +40,729 +48%
GC
29
Guggenheim Capital
Illinois
$3.1M -$422K -14,268 -11%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$3M +$498K +16,842 +18%
RJA
31
Raymond James & Associates
Florida
$3M +$181K +6,131 +6%
CIP
32
Chartwell Investment Partners
Pennsylvania
$2.97M
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$2.85M -$101K -3,400 -3%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$2.48M -$44.9K -1,517 -2%
SAM
35
Shell Asset Management
Netherlands
$2.26M +$1.09M +36,756 +100%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$2.25M +$1.71M +57,852 +218%
HighTower Advisors
37
HighTower Advisors
Illinois
$2.02M -$169K -5,703 -7%
Legal & General Group
38
Legal & General Group
United Kingdom
$1.77M +$274K +9,274 +16%
LPL Financial
39
LPL Financial
California
$1.75M -$140K -4,746 -7%
CCM
40
Carlson Capital Management
Minnesota
$1.74M
Two Sigma Investments
41
Two Sigma Investments
New York
$1.72M +$1.91M +64,560 New
BC
42
Barnett & Company
Tennessee
$1.6M +$32.9K +1,112 +2%
IA
43
Icon Advisers
Colorado
$1.45M -$142K -4,800 -8%
CS
44
Credit Suisse
Switzerland
$1.27M +$505K +17,065 +56%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$1.21M +$1.27M +43,000 +1,870%
Citadel Advisors
46
Citadel Advisors
Florida
$1.15M +$390K +13,191 +44%
SAM
47
Sequent Asset Management
Texas
$1.15M -$18.4K -622 -1%
HPIA
48
Hamilton Point Investment Advisors
North Carolina
$1.07M +$67.7K +2,290 +6%
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$1M +$287K +9,714 +35%
UCFA
50
United Capital Financial Advisors
Texas
$996K +$1.1M +37,350 New

MAIN Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2015, worth a combined $384M — down 8.6% from $421M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of MAIN and 15 opened new positions — a net loss of 5 holders — while 38 trimmed existing stakes and 52 added.

The largest buyer was Burgundy Asset Management, adding an estimated $23.7M. The largest seller was UBS Group, cutting an estimated $4.5M.

  • 126 institutional investors held Main Street Capital (MAIN) as of Q3 2015, down from 132 in Q2 2015.
  • Funds reported $384M of Main Street Capital stock for Q3 2015, down 8.6% quarter-over-quarter.
  • 15 funds opened new Main Street Capital positions in Q3 2015 and 20 closed out, a net change of -5 holders.
  • The largest Main Street Capital buyer in Q3 2015 was Burgundy Asset Management, an estimated $23.7M added.
  • The largest Main Street Capital seller in Q3 2015 was UBS Group, an estimated $4.5M sold.

Based on aggregated 13F filings for Q3 2015.