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Main Street Capital

134 hedge funds and large institutions have $397M invested in Main Street Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 46 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 13

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

14% more capital invested

Capital invested by funds: $349M → $397M (+$48.8M)

10% more funds holding

Funds holding: 122134 (+12)

2% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 45

0.65% more ownership

Funds ownership: 24.95%25.6% (+0.65%)

28% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.99M

Holders
134
Holders Change
+12
Holders Change %
+9.84%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
46
Reduced
45
Closed
13
Calls
$1.43M
Puts
$1.99M
Net Calls
-$558K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$3.65M +$478K +15,490 +14%
Millennium Management
27
Millennium Management
New York
$3.64M +$844K +27,349 +28%
California Public Employees Retirement System
28
California Public Employees Retirement System
California
$3.36M
BF
29
BOK Financial
Oklahoma
$3.19M +$2.51M +81,338 +291%
Allianz Asset Management
30
Allianz Asset Management
Germany
$3.03M -$1.55M -50,112 -33%
VanEck Associates
31
VanEck Associates
New York
$3.02M +$906K +29,358 +40%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$2.84M +$140K +4,533 +5%
CIP
33
Chartwell Investment Partners
Pennsylvania
$2.5M +$433K +14,032 +20%
CIM
34
Confluence Investment Management
Missouri
$2.47M +$17.1K +553 +0.7%
LPL Financial
35
LPL Financial
California
$2.38M -$425K -13,784 -14%
FIM
36
Friedberg Investment Management
Texas
$2.35M +$999K +32,350 +67%
Citadel Advisors
37
Citadel Advisors
Florida
$2.21M -$731K -23,666 -24%
SAM
38
Shell Asset Management
Netherlands
$2.15M
Goldman Sachs
39
Goldman Sachs
New York
$1.92M -$4.11M -133,041 -67%
CCM
40
Carlson Capital Management
Minnesota
$1.91M
IA
41
Icon Advisers
Colorado
$1.89M +$889K +28,800 +80%
HighTower Advisors
42
HighTower Advisors
Illinois
$1.72M +$125K +4,050 +7%
CAN
43
Cetera Advisor Networks
California
$1.59M -$304K -9,854 -15%
MHI
44
Miller Howard Investments
New York
$1.53M +$1.61M +52,219 New
BC
45
Barnett & Company
Tennessee
$1.52M +$180K +5,837 +13%
Legal & General Group
46
Legal & General Group
United Kingdom
$1.48M +$319K +10,341 +26%
MSA
47
Mason Street Advisors
Wisconsin
$1.31M
AR
48
Advisory Research
Illinois
$1.3M -$570K -18,470 -29%
SMDAM
49
Sumitomo Mitsui DS Asset Management
Japan
$1.3M -$570K -18,470 -29%
SAM
50
Sequent Asset Management
Texas
$1.26M +$26.8K +868 +2%

MAIN Hedge Fund Activity: Q4 2014 in Review

134 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2014, worth a combined $397M — up 14% from $349M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 13 closed out — a net gain of 13 holders — while 46 added to existing stakes and 45 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $4.3M. The largest seller was Goldman Sachs, cutting an estimated $4.11M.

  • 134 institutional investors held Main Street Capital (MAIN) as of Q4 2014, up from 122 in Q3 2014.
  • Funds reported $397M of Main Street Capital stock for Q4 2014, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2014 and 13 closed out, a net change of +13 holders.
  • The largest Main Street Capital buyer in Q4 2014 was Financial Management Professionals, an estimated $4.3M added.
  • The largest Main Street Capital seller in Q4 2014 was Goldman Sachs, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2014.