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Main Street Capital

252 hedge funds and large institutions have $609M invested in Main Street Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 92 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

496% more call options, than puts

Call options by funds: $5.24M | Put options by funds: $879K

180% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 15

59% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 58

10% more funds holding

Funds holding: 230252 (+22)

0.68% less ownership

Funds ownership: 23.01%22.33% (-0.68%)

3% less capital invested

Capital invested by funds: $627M → $609M (-$18.7M)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

Holders
252
Holders Change
+22
Holders Change %
+9.57%
% of All Funds
4.97%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
42
Increased
92
Reduced
58
Closed
15
Calls
$5.24M
Puts
$879K
Net Calls
+$4.36M
Net Calls Change
+$422K
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
226
Benjamin F. Edwards & Company
Missouri
$10K
CFGS
227
Concourse Financial Group Securities
Alabama
$10K
TFGT
228
TS Financial Group (TSFG)
Illinois
$10K
GAM
229
Gemmer Asset Management
California
$9K
LPWM
230
Lake Point Wealth Management
Texas
$9K +$8.55K +200 New
RG
231
Retirement Group
California
$9K +$9.24K +216 New
CFA
232
Carroll Financial Associates
North Carolina
$8K
First Manhattan
233
First Manhattan
New York
$8K +$8.55K +200 New
GI
234
Gradient Investments
Minnesota
$7K -$15.9K -372 -71%
KTC
235
Kistler-Tiffany Companies
Pennsylvania
$7K
Barclays
236
Barclays
United Kingdom
$6K -$5.64K -132 -47%
DAM
237
Delta Asset Management
Tennessee
$6K
HI
238
Hudock Inc
Pennsylvania
$6K +$128 +3 +2%
AIC
239
Archer Investment Corporation
Indiana
$6K +$5.56K +130 New
HR
240
Howe & Rusling
New York
$5K +$4.88K +114 New
OPS
241
Orion Portfolio Solutions
Nebraska
$5K +$5.43K +127 New
CTC
242
Central Trust Company
Missouri
$4K
HIM
243
Hillsdale Investment Management
Ontario, Canada
$4K
ST
244
Smithfield Trust
Pennsylvania
$4K
FA
245
Fortis Advisors
Pennsylvania
$4K +$3.85K +90 New
TRCT
246
Tower Research Capital (TRC)
New York
$2K -$14K -327 -86%
GWMIA
247
Global Wealth Management Investment Advisory
Florida
$2K
DOA
248
D'Orazio & Associates
Virginia
$1K
BCWM
249
Bartlett & Co Wealth Management
Ohio
$211 -$43.3K -1,012 -100%
Lord, Abbett & Co
250
Lord, Abbett & Co
New Jersey
-$10.2M -237,200 Closed

MAIN Hedge Fund Activity: Q4 2019 in Review

252 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2019, worth a combined $609M — down 3% from $627M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new MAIN positions and 15 closed out — a net gain of 27 holders — while 92 added to existing stakes and 58 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $3.14M. The largest seller was Macquarie Group, cutting an estimated $15.3M.

  • 252 institutional investors held Main Street Capital (MAIN) as of Q4 2019, up from 230 in Q3 2019.
  • Funds reported $609M of Main Street Capital stock for Q4 2019, down 3% quarter-over-quarter.
  • 42 funds opened new Main Street Capital positions in Q4 2019 and 15 closed out, a net change of +27 holders.
  • The largest Main Street Capital buyer in Q4 2019 was Avantax Advisory Services, an estimated $3.14M added.
  • The largest Main Street Capital seller in Q4 2019 was Macquarie Group, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2019.