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Main Street Capital

221 hedge funds and large institutions have $499M invested in Main Street Capital in 2019 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 29

2% more capital invested

Capital invested by funds: $487M → $499M (+$12M)

1% more funds holding

Funds holding: 219221 (+2)

0.76% less ownership

Funds ownership: 23.64%22.88% (-0.76%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

45% less call options, than puts

Call options by funds: $4.27M | Put options by funds: $7.78M

Holders
221
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
4.78%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
33
Increased
85
Reduced
63
Closed
29
Calls
$4.27M
Puts
$7.78M
Net Calls
-$3.51M
Net Calls Change
+$2.1M
Name Holding Trade Value Shares
Change
Change in
Stake
DTL
226
Dynamic Technology Lab
Singapore
-$571K -16,902 Closed
Marshall Wace
227
Marshall Wace
United Kingdom
-$477K -14,103 Closed
Simplex Trading
228
Simplex Trading
Illinois
-$360K -9,673 Closed
Wolverine Trading
229
Wolverine Trading
Illinois
-$255K -7,359 Closed
FIM
230
Freedom Investment Management
Connecticut
-$215K -6,360 Closed
CI
231
CX Institutional
Indiana
-$195K -5,776 Closed
WHG
232
Westwood Holdings Group
Texas
-$122K -3,600 Closed
Walleye Trading
233
Walleye Trading
New York
-$109K -3,230 Closed
AIC
234
Ameritas Investment Company
Nebraska
-$108K -3,184 Closed
CA
235
Claro Advisors
Massachusetts
-$101K -2,627 Closed
KL
236
KWMG LLC
Kansas
-$67K -1,985 Closed
AIM
237
Assured Investment Management
New York
-$65K -1,912 Closed
BAM
238
Bruderman Asset Management
New York
-$29K -863 Closed
Parallax Volatility Advisers
239
Parallax Volatility Advisers
California
-$16K -484 Closed
Fidelity Investments
240
Fidelity Investments
Massachusetts
-$17.6K -473 -99%
DWM
241
Doyle Wealth Management
Florida
-$7K -200 Closed
NCM
242
Nelson Capital Management
California
-$6K -173 Closed
CG
243
Cutler Group
California
-$4.69K -126 Closed
IAS
244
IMA Advisory Services
Colorado
-$3K -99 Closed
C
245
Cerebellum
California
-$3K -97 Closed
MOS
246
MGO One Seven
Ohio
-$1K -50 Closed
FGAM
247
Financial Gravity Asset Management
Texas
+$447 +12 New

MAIN Hedge Fund Activity: Q1 2019 in Review

221 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2019, worth a combined $499M — up 2.5% from $487M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new MAIN positions and 29 closed out — a net gain of 4 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was UBS Group, adding an estimated $5.15M. The largest seller was CNO Financial Group, cutting an estimated $7.41M.

  • 221 institutional investors held Main Street Capital (MAIN) as of Q1 2019, up from 219 in Q4 2018.
  • Funds reported $499M of Main Street Capital stock for Q1 2019, up 2.5% quarter-over-quarter.
  • 33 funds opened new Main Street Capital positions in Q1 2019 and 29 closed out, a net change of +4 holders.
  • The largest Main Street Capital buyer in Q1 2019 was UBS Group, an estimated $5.15M added.
  • The largest Main Street Capital seller in Q1 2019 was CNO Financial Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q1 2019.