Innovator US Small Cap Power Buffer ETF October
KOCT
54 hedge funds and large institutions have $31.2M invested in Innovator US Small Cap Power Buffer ETF October in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 22 reducing their positions, and 6 closing their positions.
0% more funds holding
Funds holding: 54 → 54 (0)
0% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 6
5.38% less ownership
Funds ownership: 64.7% → 59.32% (-5.4%)
36% less capital invested
Capital invested by funds: $49.1M → $31.2M (-$17.8M)
59% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 22
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$928K |
| 2 |
WIA
World Investment Advisors
Santa Barbara,
California
|
+$915K |
| 3 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$853K |
| 4 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$163K |
| 5 |
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
+$141K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HighTower Advisors
Chicago,
Illinois
|
-$14.8M |
| 2 |
GSIS
Global Strategic Investment Solutions
Scottsdale,
Arizona
|
-$1.23M |
| 3 |
ICG
InterOcean Capital Group
Nashville,
Tennessee
|
-$607K |
| 4 |
SAG
SageView Advisory Group
Newport Beach,
California
|
-$412K |
| 5 |
GS
GTS Securities
New York
|
-$376K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HI
51
Harbour Investments
Madison,
Wisconsin
| $14.9K | – | – | – |
|
52
UBS Group
Zurich,
Switzerland
| $9.24K | -$15.2K | -561 | -61% |
|
53
Royal Bank of Canada
Toronto,
Ontario, Canada
| $7K | +$7.04K | +260 | New |
|
|
CIAS
54
Capital Investment Advisory Services
Raleigh,
North Carolina
| $1.54K | – | – | – |
|
|
SAG
55
SageView Advisory Group
Newport Beach,
California
| – | -$412K | -15,210 | Closed |
|
|
GS
56
GTS Securities
New York
| – | -$376K | -13,901 | Closed |
|
|
AWS
57
Atria Wealth Solutions
New York
| – | -$239K | -8,828 | Closed |
|
|
AWM
58
Accurate Wealth Management
Wesley Chapel,
Florida
| – | -$229K | -8,310 | Closed |
|
|
FA
59
Fiduciary Alliance
Greenville,
South Carolina
| – | -$8.94K | -330 | Closed |
|
60
Fidelity Investments
Boston,
Massachusetts
| – | -$27 | -1 | Closed |
|
KOCT Hedge Fund Activity: Q3 2023 in Review
54 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q3 2023, worth a combined $31.2M — down 36% from $49.1M a quarter earlier.
Fund positioning in KOCT was balanced in Q3 2023: 6 funds opened new positions, 6 closed out, 9 added to existing stakes and 22 trimmed.
The largest buyer was Brookstone Capital Management, opening a new position worth an estimated $928K. The largest seller was HighTower Advisors, cutting an estimated $14.8M.
- 54 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q3 2023, unchanged from Q2 2023.
- Funds reported $31.2M of Innovator US Small Cap Power Buffer ETF October stock for Q3 2023, down 36% quarter-over-quarter.
- 6 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q3 2023 and 6 closed out, a net change of 0 holders.
- The largest Innovator US Small Cap Power Buffer ETF October buyer in Q3 2023 was Brookstone Capital Management, an estimated $928K added.
- The largest Innovator US Small Cap Power Buffer ETF October seller in Q3 2023 was HighTower Advisors, an estimated $14.8M sold.
Based on aggregated 13F filings for Q3 2023.