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Innovator US Small Cap Power Buffer ETF October
KOCT

51 hedge funds and large institutions have $47.6M invested in Innovator US Small Cap Power Buffer ETF October in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

2% less funds holding

Funds holding: 52 → 51 (-1)

4.41% less ownership

Funds ownership: 65.75% → 61.34% (-4.4%)

21% less capital invested

Capital invested by funds: $60.4M → $47.6M (-$12.8M)

47% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 17

Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wolverine Trading
Wolverine Trading
Illinois
+$488K
2
Citadel Advisors
Citadel Advisors
Florida
+$482K
3
HighTower Advisors
HighTower Advisors
Illinois
+$352K
4
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$339K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$251K

Top Sellers

Rank Fund Capital Flow
1
GI
Gradient Investments
Minnesota
-$13.2M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$631K
3
ACM
Arlington Capital Management
Illinois
-$306K
4
SS
Sunbelt Securities
Texas
-$239K
5
SAF
Smith Anglin Financial
Texas
-$202K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wolverine Trading
26
Wolverine Trading
Illinois
$478K +$488K +18,623 New
Citadel Advisors
27
Citadel Advisors
Florida
$477K +$482K +18,392 New
LNC
28
Lincoln National Corp
Pennsylvania
$470K +$34.1K +1,300 +8%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$429K +$60.1K +2,290 +16%
BWM
30
BCS Wealth Management
Tennessee
$346K – – –
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$335K +$339K +12,923 New
CA
32
Cetera Advisors
Colorado
$327K – – –
AL
33
ACAS LLC
California
$309K -$2.62K -100 -0.8%
WP
34
WealthSource Partners
California
$307K – – –
WA
35
Wealth Alliance
New York
$292K – – –
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$249K +$251K +9,583 New
CWS
37
Cypress Wealth Services
California
$246K – – –
T
38
TRUADVICE
Florida
$244K – – –
AWS
39
Atria Wealth Solutions
New York
$243K – – –
CAPTRUST Financial Advisors
40
CAPTRUST Financial Advisors
North Carolina
$241K +$244K +9,300 New
CAL
41
Capital Analysts LLC
Pennsylvania
$236K – – –
CFS
42
CRA Financial Services
New Jersey
$235K – – –
PWA
43
Pillar Wealth Advisors
Pennsylvania
$218K – – –
GTAM
44
Global Trust Asset Management
Florida
$64.8K – – –
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$44.1K – – –
IA
46
IFP Advisors
Florida
$38.7K -$152K -5,813 -78%
GI
47
Gradient Investments
Minnesota
$38.7K -$13.2M -503,683 -100%
HI
48
Harbour Investments
Wisconsin
$15K – – –
UBS Group
49
UBS Group
Switzerland
$10.1K +$10.2K +388 New
CIAS
50
Capital Investment Advisory Services
North Carolina
$1.61K +$1.63K +62 New
1
2
3

KOCT Hedge Fund Activity: Q1 2023 in Review

51 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q1 2023, worth a combined $47.6M — down 21% from $60.4M a quarter earlier.

Fund positioning in KOCT was balanced in Q1 2023: 7 funds opened new positions, 7 closed out, 9 added to existing stakes and 17 trimmed.

The largest buyer was Wolverine Trading, opening a new position worth an estimated $488K. The largest seller was Gradient Investments, cutting an estimated $13.2M.

  • 51 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q1 2023, down from 52 in Q4 2022.
  • Funds reported $47.6M of Innovator US Small Cap Power Buffer ETF October stock for Q1 2023, down 21% quarter-over-quarter.
  • 7 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q1 2023 and 7 closed out, a net change of 0 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q1 2023 was Wolverine Trading, an estimated $488K added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q1 2023 was Gradient Investments, an estimated $13.2M sold.

Based on aggregated 13F filings for Q1 2023.