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Innovator US Small Cap Power Buffer ETF October
KOCT

34 hedge funds and large institutions have $17.6M invested in Innovator US Small Cap Power Buffer ETF October in 2022 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

17% more capital invested

Capital invested by funds: $15M → $17.6M (+$2.61M)

11.4% more ownership

Funds ownership: 43.55% → 54.95% (+11%)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

6% less funds holding

Funds holding: 36 → 34 (-2)

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
7
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FMWA
Forvis Mazars Wealth Advisors
Missouri
+$1.06M
2
GSIS
Global Strategic Investment Solutions
Arizona
+$694K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$611K
4
CAG
Compass Advisory Group
New York
+$595K
5
IFG
Independent Financial Group
California
+$529K

Top Sellers

Rank Fund Capital Flow
1
Wolverine Trading
Wolverine Trading
Illinois
-$512K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$338K
3
Citadel Advisors
Citadel Advisors
Florida
-$229K
4
SS
Sunbelt Securities
Texas
-$178K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$91.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAL
26
Capital Analysts LLC
Pennsylvania
$220K +$231K +9,090 New
Wolverine Trading
27
Wolverine Trading
Illinois
$215K -$512K -20,127 -69%
PWA
28
Pillar Wealth Advisors
Pennsylvania
$203K – – –
IA
29
IFP Advisors
Florida
$149K – – –
S
30
SignatureFD
Georgia
$81K – – –
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$48K +$50.9K +2,000 New
HI
32
Harbour Investments
Wisconsin
$9K – – –
CIAS
33
Capital Investment Advisory Services
North Carolina
$1K – – –
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$54 – – –
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
– -$338K -13,983 Closed
Citadel Advisors
36
Citadel Advisors
Florida
– -$229K -9,469 Closed
CA
37
CoreCap Advisors
Michigan
– -$77K -3,180 Closed
OIA
38
Optimum Investment Advisors
Illinois
– -$24K -1,000 Closed
UBS Group
39
UBS Group
Switzerland
– -$12K -497 Closed
AW
40
ACG Wealth
Georgia
– -$3K -120 Closed
1
2

KOCT Hedge Fund Activity: Q3 2022 in Review

34 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q3 2022, worth a combined $17.6M — up 17% from $15M a quarter earlier.

Fund positioning in KOCT was balanced in Q3 2022: 6 funds opened new positions, 6 closed out, 9 added to existing stakes and 7 trimmed.

The largest buyer was Forvis Mazars Wealth Advisors, adding an estimated $1.06M. The largest seller was Wolverine Trading, cutting an estimated $512K.

  • 34 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q3 2022, down from 36 in Q2 2022.
  • Funds reported $17.6M of Innovator US Small Cap Power Buffer ETF October stock for Q3 2022, up 17% quarter-over-quarter.
  • 6 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q3 2022 and 6 closed out, a net change of 0 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q3 2022 was Forvis Mazars Wealth Advisors, an estimated $1.06M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q3 2022 was Wolverine Trading, an estimated $512K sold.

Based on aggregated 13F filings for Q3 2022.