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KIO

KKR Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$9.48M +$675K +42,551 +8%
UBS Group
2
UBS Group
Switzerland
$8.63M -$895K -56,431 -9%
GC
3
Guggenheim Capital
Illinois
$6.77M +$405K +25,574 +6%
Wells Fargo
4
Wells Fargo
California
$6.63M +$450K +28,386 +7%
LCM
5
Laurion Capital Management
New York
$6.26M +$4.68M +295,108 +298%
Morgan Stanley
6
Morgan Stanley
New York
$6.2M -$5.34M -336,885 -46%
COLIM
7
City of London Investment Management
United Kingdom
$5.94M -$31.4K -1,980 -0.5%
RCM
8
Robinson Capital Management
Michigan
$3.08M +$820K +51,750 +36%
SFS
9
Shaker Financial Services
Virginia
$2.87M +$1.65M +104,387 +137%
CCP
10
Clough Capital Partners
Massachusetts
$2.74M +$1.78M +112,500 +188%
First Trust Advisors
11
First Trust Advisors
Illinois
$2.43M +$2.42M +152,849 New
Bank of America
12
Bank of America
North Carolina
$2.17M -$804K -50,740 -27%
HCM
13
Highlander Capital Management
New Jersey
$1.48M +$72.5K +4,575 +5%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.46M -$96.5K -6,086 -6%
Bessemer Group
15
Bessemer Group
New Jersey
$1.3M -$856K -54,000 -40%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.16M +$7.93K +500 +0.7%
CIA
17
Capital Investment Advisors
Georgia
$1.15M +$47.1K +2,972 +4%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$1M +$515K +32,483 +107%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$885K +$39.8K +2,512 +5%
Stifel Financial
20
Stifel Financial
Missouri
$868K -$54.7K -3,450 -6%
SPC
21
Sigma Planning Corp
Michigan
$852K -$84K -5,297 -9%
CAN
22
Claraphi Advisory Network
United States
$636K +$128K +8,057 +25%
OFG
23
OTA Financial Group
New York
$480K -$2.52M -158,996 -84%
MML Investors Services
24
MML Investors Services
Massachusetts
$468K +$46.7K +2,947 +11%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$455K +$50.4K +3,181 +13%