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KIO

KKR Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.1M +$844K +70,569 +6%
SIA
2
Sit Investment Associates
Minnesota
$11.8M -$1.04M -87,210 -8%
CCP
3
Clough Capital Partners
Massachusetts
$7.82M -$1.3M -108,400 -14%
UBS Group
4
UBS Group
Switzerland
$7.81M -$1.03M -86,455 -12%
GC
5
Guggenheim Capital
Illinois
$6.18M +$678K +56,682 +12%
Bank of America
6
Bank of America
North Carolina
$3.42M +$383K +32,019 +13%
AAM
7
Advisors Asset Management
Colorado
$3.32M +$1.38M +115,345 +71%
VCM
8
Vivaldi Capital Management
Illinois
$2.71M -$64.7K -5,408 -2%
CIA
9
Capital Investment Advisors
Georgia
$2.14M +$325K +27,170 +18%
QL
10
Quarry LP
New York
$1.76M +$304K +25,400 +21%
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$1.55M
LPL Financial
12
LPL Financial
California
$1.5M +$1.03K +86 +0.1%
Invesco
13
Invesco
Georgia
$1.49M -$132K -11,042 -8%
Wells Fargo
14
Wells Fargo
California
$1.4M -$41.3K -3,452 -3%
SXL
15
Summit X LLC
Missouri
$1.22M -$34K -2,846 -3%
JPLA
16
Joseph P. Lucia & Associates
New York
$1.11M -$7.77K -650 -0.7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.07M -$31.7K -2,653 -3%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$913K +$40K +3,347 +5%
HCM
19
Highlander Capital Management
New Jersey
$872K +$17.1K +1,432 +2%
VEA
20
Virtus ETF Advisers
New York
$734K +$733K +61,334 New
WCMNY
21
Westchester Capital Management (New York)
New York
$694K +$694K +58,020 New
Osaic Holdings
22
Osaic Holdings
Arizona
$643K +$145K +12,152 +29%
Cohen & Steers
23
Cohen & Steers
New York
$638K -$289K -24,206 -31%
MML Investors Services
24
MML Investors Services
Massachusetts
$578K -$98.9K -8,274 -15%
KA
25
Kovack Advisors
Florida
$524K +$386K +32,295 +280%