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KIO

KKR Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.1M -$663K -37,959 -6%
Invesco
2
Invesco
Georgia
$8.32M +$1.25M +71,794 +18%
GC
3
Guggenheim Capital
Illinois
$5.74M +$823K +47,108 +17%
Wells Fargo
4
Wells Fargo
California
$4.1M +$994K +56,882 +32%
Bessemer Group
5
Bessemer Group
New Jersey
$3.39M -$672K -38,478 -17%
UBS Group
6
UBS Group
Switzerland
$3.23M +$81.4K +4,659 +3%
PPA
7
Parametric Portfolio Associates
Washington
$2.54M +$2.53M +144,977 New
Bank of America
8
Bank of America
North Carolina
$2.33M +$181K +10,371 +8%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.01M -$2.73K -156 -0.1%
PCP
10
Proficio Capital Partners
Massachusetts
$1.27M -$625K -35,781 -33%
CIA
11
Capital Investment Advisors
Georgia
$1.26M -$14K -799 -1%
HCM
12
Highlander Capital Management
New Jersey
$1.23M +$37.6K +2,150 +3%
SIA
13
Sit Investment Associates
Minnesota
$1M
Stifel Financial
14
Stifel Financial
Missouri
$990K -$8.95K -512 -0.9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$900K -$397K -22,722 -31%
AWM
16
AE Wealth Management
Kansas
$832K +$832K +47,592 New
SPC
17
Sigma Planning Corp
Michigan
$549K +$549K +31,404 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$430K +$384K +21,960 +841%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$416K +$92K +5,268 +28%
SFS
20
Shaker Financial Services
Virginia
$393K -$462K -26,447 -54%
First Trust Advisors
21
First Trust Advisors
Illinois
$351K +$176K +10,055 +101%
WS
22
Wedbush Securities
California
$349K +$349K +19,965 New
SCA
23
STALEY CAPITAL ADVISERS
Pennsylvania
$273K
HighTower Advisors
24
HighTower Advisors
Illinois
$212K +$211K +12,096 New
LPL Financial
25
LPL Financial
California
$193K -$528K -30,246 -73%