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KIO

KKR Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.5M +$799K +49,435 +7%
SIA
2
Sit Investment Associates
Minnesota
$8.4M +$162K +10,000 +2%
GC
3
Guggenheim Capital
Illinois
$6M +$359K +22,238 +7%
SRC
4
Sage Rhino Capital
California
$4.3M -$30.8K -1,907 -0.7%
UBS Group
5
UBS Group
Switzerland
$3.69M +$76.7K +4,748 +2%
LPL Financial
6
LPL Financial
California
$2.34M -$43.1K -2,664 -2%
Wells Fargo
7
Wells Fargo
California
$1.79M +$9.52K +589 +0.6%
JPLA
8
Joseph P. Lucia & Associates
New York
$1.75M -$88.9K -5,502 -5%
Rockefeller Capital Management
9
Rockefeller Capital Management
New York
$1.59M
CIA
10
Capital Investment Advisors
Georgia
$1.58M +$68.2K +4,217 +5%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.29M -$1.74M -107,799 -58%
Invesco
12
Invesco
Georgia
$1.27M +$502K +31,077 +69%
Bank of America
13
Bank of America
North Carolina
$1.15M -$37.1K -2,295 -3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.1M +$206K +12,729 +24%
HCM
15
Highlander Capital Management
New Jersey
$1.06M -$30.2K -1,870 -3%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$1M -$251K -15,500 -21%
MML Investors Services
17
MML Investors Services
Massachusetts
$955K -$54.3K -3,358 -6%
Cohen & Steers
18
Cohen & Steers
New York
$756K +$733K +45,342 New
SXL
19
Summit X LLC
Missouri
$700K +$6.03K +373 +0.9%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$659K -$305K -18,900 -32%
RCM
21
Robinson Capital Management
Michigan
$654K -$808 -50 -0.1%
VEA
22
Virtus ETF Advisers
New York
$650K +$155K +9,591 +33%
1W
23
1776 Wealth
Georgia
$622K
Osaic Holdings
24
Osaic Holdings
Arizona
$622K +$18.4K +1,139 +3%
Vanguard Capital Wealth Advisors
25
Vanguard Capital Wealth Advisors
Colorado
$557K