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KIO

KKR Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$1.37M +82,841 +13%
UBS Group
2
UBS Group
Switzerland
$9.63M +$7.31M +442,714 +281%
Invesco
3
Invesco
Georgia
$8.9M +$444K +26,896 +5%
GC
4
Guggenheim Capital
Illinois
$6.43M +$728K +44,095 +12%
Wells Fargo
5
Wells Fargo
California
$6.24M +$1.94M +117,457 +43%
COLIM
6
City of London Investment Management
United Kingdom
$6.04M +$6.22M +376,434 New
SIA
7
Sit Investment Associates
Minnesota
$3.8M +$2.91M +176,358 +293%
OFG
8
OTA Financial Group
New York
$3.04M +$3.12M +189,224 New
Bank of America
9
Bank of America
North Carolina
$3.01M +$768K +46,499 +33%
RCM
10
Robinson Capital Management
Michigan
$2.28M +$2.34M +141,796 New
Bessemer Group
11
Bessemer Group
New Jersey
$2.18M -$396K -24,000 -15%
LCM
12
Laurion Capital Management
New York
$1.59M +$1.63M +98,900 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.57M +$6.82K +413 +0.4%
HCM
14
Highlander Capital Management
New Jersey
$1.43M +$340K +20,575 +30%
SFS
15
Shaker Financial Services
Virginia
$1.23M +$1.26M +76,353 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.16M +$604K +36,581 +102%
CIA
17
Capital Investment Advisors
Georgia
$1.11M -$28.9K -1,750 -2%
CCP
18
Clough Capital Partners
Massachusetts
$961K +$989K +59,901 New
SPC
19
Sigma Planning Corp
Michigan
$947K +$269K +16,316 +38%
Stifel Financial
20
Stifel Financial
Missouri
$931K +$69.7K +4,221 +8%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$854K +$371K +22,478 +73%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$701K +$722K +43,723 New
Squarepoint
23
Squarepoint
New York
$559K +$575K +34,808 New
CAN
24
Claraphi Advisory Network
United States
$514K +$528K +31,997 New
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$490K +$504K +30,499 New