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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

90 hedge funds and large institutions have $134M invested in Nuveen Floating Rate Income Opportunty Fund in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 27 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

16% more capital invested

Capital invested by funds: $116M → $134M (+$18.1M)

7% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 27

0% more funds holding

Funds holding: 9090 (0)

Holders
90
Holders Change
Holders Change %
0%
% of All Funds
1.77%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
13
Increased
29
Reduced
27
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
76
PNC Financial Services Group
Pennsylvania
$102K
EW
77
Evoke Wealth
California
$83.6K
TRCT
78
Tower Research Capital (TRC)
New York
$70K +$66.6K +6,977 New
CFGS
79
Concourse Financial Group Securities
Alabama
$51K +$9.87K +1,034 +25%
CFB
80
Cullen/Frost Bankers
Texas
$50K
SPIA
81
Steward Partners Investment Advisory
New York
$50K
GWM
82
Geneos Wealth Management
Colorado
$19K
S
83
SignatureFD
Georgia
$15K
WQ
84
Wealth Quarterback
New Jersey
$13.1K +$12.5K +1,310 New
ASN
85
Advisory Services Network
Georgia
$10K
SNT
86
Security National Trust
West Virginia
$8K
AP
87
Americana Partners
Texas
$3K +$3.53K +370 New
JIR
88
James Investment Research
Ohio
$2K
TJHA
89
Thomas J. Herzfeld Advisors
Florida
-$3.09M -323,905 Closed
FFS
90
Founders Financial Securities
Maryland
-$2.12M -222,626 Closed
CRC
91
Curi RMB Capital
Illinois
-$1.71M -178,688 Closed
WAM
92
Wolverine Asset Management
Illinois
-$942K -98,744 Closed
Susquehanna International Group
93
Susquehanna International Group
Pennsylvania
-$204K -21,351 Closed
CIC
94
Carnegie Investment Counsel
Ohio
-$95K -10,000 Closed
SFS
95
Sowell Financial Services
Arkansas
-$30K -3,147 Closed
PAM
96
Panagora Asset Management
Massachusetts
-$12K -1,270 Closed
AIM
97
Anchor Investment Management
South Carolina
-$9.54K -1,000 Closed
TFS
98
TrustCore Financial Services
Tennessee
-$7K -695 Closed
APA
99
American Portfolios Advisors
New York
-$2.91K -305 Closed
Fidelity Investments
100
Fidelity Investments
Massachusetts
+$10 +1 New

JRO Hedge Fund Activity: Q4 2019 in Review

90 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q4 2019, worth a combined $134M — up 16% from $116M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new JRO positions and 11 closed out — a net gain of 2 holders — while 29 added to existing stakes and 27 trimmed.

The largest buyer was Gradient Investments, adding an estimated $7.57M. The largest seller was Royal Bank of Canada, cutting an estimated $3.54M.

  • 90 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $134M of Nuveen Floating Rate Income Opportunty Fund stock for Q4 2019, up 16% quarter-over-quarter.
  • 13 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q4 2019 and 11 closed out, a net change of +2 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q4 2019 was Gradient Investments, an estimated $7.57M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $3.54M sold.

Based on aggregated 13F filings for Q4 2019.