|
101
|
Blume Capital Management
Berkeley,
California
|
$3K
|
–
|
–
|
–
|
|
|
102
|
|
$3K
|
–
|
–
|
–
|
|
|
103
|
Tradewinds Capital Management
Bellingham,
Washington
|
$2K
|
-$1.58K
|
-160
|
Closed
|
|
|
104
|
Vident Investment Advisory
Alpharetta,
Georgia
|
–
|
-$3.47M
|
-335,732
|
Closed
|
|
|
105
|
Laurion Capital Management
New York
|
–
|
-$1.79M
|
-173,479
|
Closed
|
|
|
106
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$1.71M
|
-165,113
|
Closed
|
|
|
107
|
IFC Holdings
Tampa,
Florida
|
–
|
-$1.17M
|
-112,963
|
Closed
|
|
|
108
|
Cutter & Co Brokerage
Ballwin,
Missouri
|
–
|
-$1.15M
|
-110,817
|
Closed
|
|
|
109
|
Citadel Advisors
Miami,
Florida
|
–
|
-$981K
|
-94,887
|
Closed
|
|
|
110
|
Veritable
Wilmington,
Delaware
|
–
|
-$776K
|
-75,000
|
Closed
|
|
|
111
|
Oxbow Advisors
Austin,
Texas
|
–
|
-$759K
|
-73,439
|
Closed
|
|
|
112
|
Brave Asset Management
Summit,
New Jersey
|
–
|
-$318K
|
-30,725
|
Closed
|
|
|
113
|
Millennium Management
New York
|
–
|
-$291K
|
-28,182
|
Closed
|
|
|
114
|
Bank of New York Mellon
New York
|
–
|
-$285K
|
-27,631
|
Closed
|
|
|
115
|
Nine Masts Capital
Central,
Hong Kong
|
–
|
-$278K
|
-26,900
|
Closed
|
|
|
116
|
Calton & Associates
Tampa,
Florida
|
–
|
-$120K
|
-12,021
|
Closed
|
|
|
117
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$102K
|
-10,073
|
Closed
|
|
|
118
|
MassMutual Private Wealth & Trust
Windsor,
Connecticut
|
–
|
-$91.3K
|
-8,833
|
Closed
|
|
|
119
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$22K
|
-2,130
|
Closed
|
|
|
120
|
Landaas & Company
Milwaukee,
Wisconsin
|
–
|
-$11K
|
-1,087
|
Closed
|
|
|
121
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$9K
|
-900
|
Closed
|
|
|
122
|
Winfield Associates
Cleveland,
Ohio
|
–
|
-$9K
|
-793
|
Closed
|
|
