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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFS
101
Commonwealth Financial Services
West Virginia
$7K – – –
PSUF
102
People's United Financial
Connecticut
$7K – – –
AA
103
Apriem Advisors
California
$7K +$7.18K +750 New
DADC
104
D.A. Davidson & Co
Montana
$6K – – –
AIM
105
Acrospire Investment Management
Illinois
$6K +$5.75K +600 New
TCM
106
Tradewinds Capital Management
Washington
$4K -$3.83K -400 Closed
BCM
107
Blume Capital Management
California
$3K – – –
SEI Investments
108
SEI Investments
Pennsylvania
$2K – – –
MRCM
109
M&R Capital Management
New Jersey
$1K – – –
Envestnet Asset Management
110
Envestnet Asset Management
Illinois
– -$2.37M -236,854 Closed
SFS
111
Shaker Financial Services
Virginia
– -$1.52M -152,108 Closed
SIA
112
SeaBridge Investment Advisors
New Jersey
– -$1.17M -116,780 Closed
OC
113
Oppenheimer & Co
New York
– -$853K -85,124 Closed
NMC
114
Nine Masts Capital
Hong Kong
– -$809K -80,756 Closed
DA
115
Doliver Advisors
Texas
– -$517K -51,561 Closed
Goldman Sachs
116
Goldman Sachs
New York
– -$134K -13,407 Closed
JWBC
117
J.W. Burns & Co
New York
– -$128K -12,800 Closed
William Blair & Company
118
William Blair & Company
Illinois
– -$115K -11,436 Closed
VIA
119
Vantage Investment Advisors
Pennsylvania
– -$8K -794 Closed
RBC
120
Roble Belko & Company
Pennsylvania
– -$3K -300 Closed
CHP
121
Cable Hill Partners
Oregon
– -$1K -56 Closed
AWM
122
AllSquare Wealth Management
New York
– +$48 +5 New