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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFS
76
MSI Financial Services
Massachusetts
$33K -$15.8K -1,725 -32%
AIG
77
American International Group
New York
$32K -$688K -75,048 -95%
NFG
78
Next Financial Group
Texas
$25K +$26.4K +2,883 New
FAM
79
Formidable Asset Management
Ohio
$19K – – –
FWM
80
Focused Wealth Management
New York
$14K – – –
Citigroup
81
Citigroup
New York
$12K -$55 -6 -0.4%
TFA
82
Transamerica Financial Advisors
Florida
$11K – – –
CTC
83
Central Trust Company
Missouri
$10K – – –
EWM
84
Edge Wealth Management
New York
$8K +$8.34K +910 New
CFS
85
Commonwealth Financial Services
West Virginia
$6K – – –
PSUF
86
People's United Financial
Connecticut
$6K – – –
BFEC
87
Benjamin F. Edwards & Company
Missouri
$4K – – –
BCM
88
Blume Capital Management
California
$3K – – –
RIA
89
Regal Investment Advisors
Michigan
$3K – – –
Goldman Sachs
90
Goldman Sachs
New York
– -$319K -34,855 Closed
SWP
91
Stratos Wealth Partners
Ohio
– -$275K -30,049 Closed
Baird Financial Group
92
Baird Financial Group
Wisconsin
– -$166K -18,138 Closed
CI
93
Chartist Inc
California
– -$280K -12,500 Closed
NL
94
NWAM LLC
Washington
– -$109K -12,000 Closed
DC
95
Davenport & Co
Virginia
– -$101K -11,008 Closed
CAM
96
Columbia Asset Management
Michigan
– -$91K -10,000 Closed
TRCT
97
Tower Research Capital (TRC)
New York
– -$80K -8,704 Closed
SNT
98
Security National Trust
West Virginia
– -$43K -4,700 Closed
ST
99
Smithfield Trust
Pennsylvania
– -$30K -3,250 Closed
MA
100
MUFG Americas
New York
– -$26K -2,800 Closed