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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFS
76
MSI Financial Services
Massachusetts
$50K +$21.6K +2,263 +71%
USGIU
77
U.S. Global Investors (USGI)
Texas
$49K
SNT
78
Security National Trust
West Virginia
$43K
WA
79
WFG Advisors
Texas
$43K
US Bancorp
80
US Bancorp
Minnesota
$41K +$4.77K +500 +12%
ST
81
Smithfield Trust
Pennsylvania
$30K
IWMPD
82
Integrated Wealth Management (Palm Desert)
California
$29K
MA
83
MUFG Americas
New York
$26K -$8.41K -881 -24%
FAM
84
Formidable Asset Management
Ohio
$20K
MBT
85
Monroe Bank & Trust
Michigan
$18K
FWM
86
Focused Wealth Management
New York
$14K
Citigroup
87
Citigroup
New York
$13K -$27.6K -2,893 -68%
TFA
88
Transamerica Financial Advisors
Florida
$11K
CTC
89
Central Trust Company
Missouri
$10K
CFS
90
Commonwealth Financial Services
West Virginia
$6K
PSUF
91
People's United Financial
Connecticut
$6K
BFEC
92
Benjamin F. Edwards & Company
Missouri
$4K +$4.54K +475 New
RIA
93
Regal Investment Advisors
Michigan
$3K -$955 -100 -22%
BCM
94
Blume Capital Management
California
$3K
EWM
95
Edge Wealth Management
New York
-$1.45M -151,406 Closed
AIM
96
Allen Investment Management
New York
-$440K -46,221 Closed
ACA
97
Anchor Capital Advisors
Massachusetts
-$107K -11,250 Closed
TJHA
98
Thomas J. Herzfeld Advisors
Florida
-$20K -2,100 Closed
TCOV
99
Trust Company of Vermont
Vermont
-$7K -755 Closed
SEI Investments
100
SEI Investments
Pennsylvania
-$6K -605 Closed