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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WA
76
WFG Advisors
Texas
$79K +$17.8K +1,886 +28%
MFS
77
MSI Financial Services
Massachusetts
$55K +$15.5K +1,650 +38%
NFG
78
Next Financial Group
Texas
$49K +$50.4K +5,350 New
USGIU
79
U.S. Global Investors (USGI)
Texas
$49K +$50.6K +5,375 New
JFA
80
JNBA Financial Advisors
Minnesota
$47K +$48K +5,100 New
SNT
81
Security National Trust
West Virginia
$43K
US Bancorp
82
US Bancorp
Minnesota
$37K -$71.9K -7,637 -65%
ST
83
Smithfield Trust
Pennsylvania
$30K
FAM
84
Formidable Asset Management
Ohio
$29K
TJHA
85
Thomas J. Herzfeld Advisors
Florida
$28K +$28.3K +3,000 New
Fifth Third Bancorp
86
Fifth Third Bancorp
Ohio
$27K +$9.07K +963 +48%
Citigroup
87
Citigroup
New York
$13K -$25.9K -2,750 -67%
KTC
88
Kistler-Tiffany Companies
Pennsylvania
$13K +$13.4K +1,425 New
NSIM
89
North Star Investment Management
Illinois
$9K
RIA
90
Regal Investment Advisors
Michigan
$9K
MA
91
MUFG Americas
New York
$7K
TCOV
92
Trust Company of Vermont
Vermont
$7K
PSUF
93
People's United Financial
Connecticut
$6K
NES
94
New England Securities
New York
$3K
BCMU
95
BlueCrest Capital Management (UK)
Guernsey
-$172K -17,713 Closed
Jane Street
96
Jane Street
New York
-$99K -10,191 Closed
MBT
97
Monroe Bank & Trust
Michigan
-$19K -2,000 Closed
BRWA
98
B. Riley Wealth Advisors
Florida
-$10.8K -1,115 Closed
CAPTRUST Financial Advisors
99
CAPTRUST Financial Advisors
North Carolina
-$3K -300 Closed