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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
USGIU
76
U.S. Global Investors (USGI)
Texas
$49K
AIG
77
American International Group
New York
$47.8K +$7.07K +775 +18%
SNT
78
Security National Trust
West Virginia
$44K
MFS
79
MSI Financial Services
Massachusetts
$40K
FAM
80
Formidable Asset Management
Ohio
$29K
Fifth Third Bancorp
81
Fifth Third Bancorp
Ohio
$19K -$39.8K -4,365 -69%
NSIM
82
North Star Investment Management
Illinois
$9K +$9.12K +1,000 New
PWAG
83
Polaris Wealth Advisory Group
California
$9K +$9.12K +1,000 New
RIA
84
Regal Investment Advisors
Michigan
$8K -$2.28K -250 -23%
TCOV
85
Trust Company of Vermont
Vermont
$7K
MA
86
MUFG Americas
New York
$6K
PSUF
87
People's United Financial
Connecticut
$6K
TRCT
88
Tower Research Capital (TRC)
New York
$5K -$216K -23,700 -98%
CAPTRUST Financial Advisors
89
CAPTRUST Financial Advisors
North Carolina
$5K +$2.73K +300 +100%
NES
90
New England Securities
New York
$3K -$12.6K -1,380 -79%
IMS
91
Index Management Solutions
Pennsylvania
-$683K -77,007 Closed
SG Americas Securities
92
SG Americas Securities
New York
-$567K -63,912 Closed
WAM
93
Wolverine Asset Management
Illinois
-$450K -50,787 Closed
RCM
94
Robinson Capital Management
Michigan
-$249K -25,000 Closed
Nomura Holdings
95
Nomura Holdings
Japan
-$47K -5,335 Closed
AFIA
96
America First Investment Advisors
Nebraska
-$34K -3,455 Closed
ACM
97
Antonetti Capital Management
Florida
-$12K -1,370 Closed
SF
98
Synovus Financial
Georgia
-$9K -1,040 Closed
PTCG
99
Pring Turner Capital Group
California
-$7K -800 Closed
ACM
100
Aviance Capital Management
Florida
-$1K -124 Closed