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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HCM
51
Hollencrest Capital Management
California
$323K
BAM
52
Brave Asset Management
New Jersey
$318K +$18.8K +1,800 +6%
QIM
53
Quest Investment Management
Oregon
$310K
RJA
54
Raymond James & Associates
Florida
$301K -$20.7K -1,981 -6%
Millennium Management
55
Millennium Management
New York
$291K -$19.2K -1,831 -6%
Bank of New York Mellon
56
Bank of New York Mellon
New York
$285K +$124K +11,824 +75%
NMC
57
Nine Masts Capital
Hong Kong
$278K +$281K +26,900 New
LPT
58
Legacy Private Trust
Wisconsin
$264K
MIAN
59
Mariner Independent Advisor Network
Kansas
$259K -$50.2K -4,800 -16%
SWM
60
SeaCrest Wealth Management
New York
$244K +$246K +23,554 New
TFS
61
TrustCore Financial Services
Tennessee
$230K +$232K +22,216 New
CL
62
Choreo LLC
Illinois
$228K -$64K -6,120 -22%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$220K
Fiera Capital (Canada)
64
Fiera Capital (Canada)
Quebec, Canada
$217K -$1.8K -172 -0.8%
TC
65
Telemus Capital
Michigan
$211K
FNBT
66
FineMark National Bank & Trust
Florida
$208K
Creative Planning
67
Creative Planning
Kansas
$207K -$5.23K -500 -2%
CAL
68
Capital Advisors Ltd
Ohio
$176K
FHA
69
Flagship Harbor Advisors
Massachusetts
$175K +$31.4K +3,000 +21%
OC
70
Oppenheimer & Co
New York
$171K +$2.72K +260 +2%
SPIA
71
Steward Partners Investment Advisory
New York
$168K +$26.4K +2,527 +18%
WEC
72
Winslow Evans & Crocker
Massachusetts
$166K -$34K -3,246 -17%
OIA
73
Optimum Investment Advisors
Illinois
$162K +$1.83K +175 +1%
Northern Trust
74
Northern Trust
Illinois
$154K +$4.18K +400 +3%
MSAM
75
Moloney Securities Asset Management
Missouri
$152K