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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IMS
51
Index Management Solutions
Pennsylvania
$185K +$192K +21,368 New
WS
52
Wedbush Securities
California
$170K -$1.35K -150 -0.8%
Northern Trust
53
Northern Trust
Illinois
$126K -$36K -4,000 -22%
Creative Planning
54
Creative Planning
Kansas
$121K +$27.2K +3,021 +28%
B
55
Baird
Wisconsin
$119K +$28.8K +3,200 +30%
Mariner
56
Mariner
Kansas
$113K
PI
57
Placemark Investments
Illinois
$112K +$3.17K +352 +3%
Susquehanna International Group
58
Susquehanna International Group
Pennsylvania
$109K -$10.8K -1,201 -9%
FFSOTS
59
Fiduciary Financial Services of The Southwest
Texas
$97K
FCCM
60
First City Capital Management
Georgia
$92.4K
DC
61
Davenport & Co
Virginia
$89.8K -$9K -1,000 -9%
US Bancorp
62
US Bancorp
Minnesota
$87K +$23.9K +2,655 +36%
SRC
63
Shufro Rose & Co
New York
$86K
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$55K
MFS
65
MSI Financial Services
Massachusetts
$37K
AIG
66
American International Group
New York
$36.2K
WA
67
WFG Advisors
Texas
$33K +$2.88K +320 +9%
AFIA
68
America First Investment Advisors
Nebraska
$32K
FAM
69
Formidable Asset Management
Ohio
$27K +$27.5K +3,052 New
TRCT
70
Tower Research Capital (TRC)
New York
$20K +$12.6K +1,402 +156%
NES
71
New England Securities
New York
$15K -$17.3K -1,920 -52%
RIA
72
Regal Investment Advisors
Michigan
$14K -$11K -1,224 -44%
SF
73
Synovus Financial
Georgia
$9K +$189 +21 +2%
TCOV
74
Trust Company of Vermont
Vermont
$7K
PSUF
75
People's United Financial
Connecticut
$6K