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Nuveen Preferred & Income Opportunities Fund
JPC

Name Holding Trade Value Shares
Change 		Change in
Stake
PWPCM
51
Perella Weinberg Partners Capital Management
New York
$173K +$183K +18,116 New
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$132K +$140K +13,815 New
Mariner
53
Mariner
Kansas
$124K +$132K +12,998 New
PI
54
Placemark Investments
Illinois
$121K +$128K +12,646 New
DC
55
Davenport & Co
Virginia
$108K +$115K +11,350 New
FFSOTS
56
Fiduciary Financial Services of The Southwest
Texas
$106K +$113K +11,132 New
Creative Planning
57
Creative Planning
Kansas
$104K +$110K +10,898 New
FCCM
58
First City Capital Management
Georgia
$102K +$108K +10,650 New
B
59
Baird
Wisconsin
$101K +$107K +10,565 New
SRC
60
Shufro Rose & Co
New York
$95K +$101K +10,000 New
US Bancorp
61
US Bancorp
Minnesota
$71K +$74.9K +7,400 New
Fifth Third Bancorp
62
Fifth Third Bancorp
Ohio
$61K +$64.4K +6,365 New
MFS
63
MSI Financial Services
Massachusetts
$41K +$43.4K +4,291 New
AIG
64
American International Group
New York
$39.8K +$42.2K +4,172 New
AFIA
65
America First Investment Advisors
Nebraska
$35K +$35K +3,455 New
NES
66
New England Securities
New York
$35K +$37.2K +3,675 New
WA
67
WFG Advisors
Texas
$34K +$35.7K +3,525 New
RIA
68
Regal Investment Advisors
Michigan
$27K +$28.2K +2,787 New
CPA
69
Cowen Prime Advisors
New York
$10K +$10.1K +1,000 New
TRCT
70
Tower Research Capital (TRC)
New York
$9K +$9.09K +898 New
SF
71
Synovus Financial
Georgia
$9K +$10K +990 New
TCOV
72
Trust Company of Vermont
Vermont
$7K +$7.64K +755 New
HNB
73
Huntington National Bank
Ohio
$6K – – –
PSUF
74
People's United Financial
Connecticut
$6K +$6.76K +668 New
CAPTRUST Financial Advisors
75
CAPTRUST Financial Advisors
North Carolina
$3K +$3.04K +300 New
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