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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$923K -$25.2K -2,749 -3%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$906K +$8.9K +971 +1%
SIA
28
SeaBridge Investment Advisors
New Jersey
$869K +$275K +30,000 +45%
CCB
29
Cutter & Co Brokerage
Missouri
$837K +$45.8K +4,995 +6%
CAN
30
Cetera Advisor Networks
California
$782K -$18.8K -2,055 -2%
OC
31
Oppenheimer & Co
New York
$773K -$15K -1,631 -2%
HFS
32
HL Financial Services
Kentucky
$733K -$58.8K -6,411 -7%
VFS
33
VSR Financial Services
Kansas
$717K -$133K -14,509 -15%
GEM
34
Global Endowment Management
North Carolina
$681K
MIC
35
Meridian Investment Counsel
California
$681K
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$631K +$59.9K +6,538 +10%
OAM
37
Orinda Asset Management
California
$629K -$653K -71,238 -50%
SIA
38
Starfire Investment Advisers
Michigan
$599K
CS
39
Credit Suisse
Switzerland
$559K
RJA
40
Raymond James & Associates
Florida
$551K -$541K -59,040 -49%
BA
41
BlackRock Advisors
Delaware
$540K
WEC
42
Winslow Evans & Crocker
Massachusetts
$444K +$181K +19,744 +67%
Ameriprise
43
Ameriprise
Minnesota
$443K +$44.1K +4,810 +11%
NCM
44
Noesis Capital Mangement
Florida
$440K -$13.8K -1,500 -3%
Wellington Management Group
45
Wellington Management Group
Massachusetts
$436K +$445K +48,500 New
HC
46
Hurley Capital
New York
$386K
HighTower Advisors
47
HighTower Advisors
Illinois
$362K +$62.4K +6,800 +20%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$311K -$44K -4,797 -12%
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$218K -$14.7K -1,600 -6%
Creative Planning
50
Creative Planning
Kansas
$191K