ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
IESM was delisted on the 23rd of August, 2016.
12 hedge funds and large institutions have $8.11M invested in ISHARES ENHANCED U.S. SMALL CAP ETF in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
9% more funds holding
Funds holding: 11 → 12 (+1)
4% less capital invested
Capital invested by funds: $8.47M → $8.11M (-$359K)
50% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EA
Efficient Advisors
Mason,
Ohio
|
+$808K |
| 2 |
LPL Financial
San Diego,
California
|
+$479K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$17.8K |
| 4 |
AIG
American International Group
New York
|
+$17.8K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$3.06K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AssetMark Inc
Concord,
California
|
-$787K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$504K |
| 3 |
HF
HRT Financial
New York
|
-$388K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$100K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$31K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EA
1
Efficient Advisors
Mason,
Ohio
| $3.86M | +$808K | +26,391 | +25% |
|
|
2
AssetMark Inc
Concord,
California
| $2.45M | -$787K | -25,680 | -24% |
|
|
3
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $542K | -$504K | -16,462 | -47% |
|
|
4
LPL Financial
San Diego,
California
| $450K | +$479K | +15,638 | New |
|
|
LTFS
5
Ladenburg Thalmann Financial Services
Miami,
Florida
| $322K | -$100K | -3,271 | -23% |
|
|
HF
6
HRT Financial
New York
| $242K | -$388K | -12,663 | -61% |
|
|
NFG
7
Next Financial Group
Houston,
Texas
| $97K | – | – | – |
|
8
Envestnet Asset Management
Chicago,
Illinois
| $70K | – | – | – |
|
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $57K | +$17.8K | +582 | +43% |
|
|
AIG
10
American International Group
New York
| $17K | +$17.8K | +580 | New |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $3K | +$3.06K | +100 | New |
|
|
12
UBS Group
Zurich,
Switzerland
| – | -$31K | -1,071 | Closed |
|
|
MFS
13
MSI Financial Services
Springfield,
Massachusetts
| – | -$3K | -94 | Closed |
|
IESM Hedge Fund Activity: Q4 2015 in Review
12 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) for Q4 2015, worth a combined $8.11M — down 4.2% from $8.47M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new IESM positions and 2 closed out — a net gain of 1 holder — while 2 added to existing stakes and 4 trimmed.
The largest buyer was Efficient Advisors, adding an estimated $808K. The largest seller was AssetMark Inc, cutting an estimated $787K.
- 12 institutional investors held ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) as of Q4 2015, up from 11 in Q3 2015.
- Funds reported $8.11M of ISHARES ENHANCED U.S. SMALL CAP ETF stock for Q4 2015, down 4.2% quarter-over-quarter.
- 3 funds opened new ISHARES ENHANCED U.S. SMALL CAP ETF positions in Q4 2015 and 2 closed out, a net change of +1 holder.
- The largest ISHARES ENHANCED U.S. SMALL CAP ETF buyer in Q4 2015 was Efficient Advisors, an estimated $808K added.
- The largest ISHARES ENHANCED U.S. SMALL CAP ETF seller in Q4 2015 was AssetMark Inc, an estimated $787K sold.
Based on aggregated 13F filings for Q4 2015.