ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
IESM was delisted on the 23rd of August, 2016.
7 hedge funds and large institutions have $3.85M invested in ISHARES ENHANCED U.S. SMALL CAP ETF in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 1 reducing their positions, and 2 closing their positions.
300% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 1
11% less capital invested
Capital invested by funds: $4.34M → $3.85M (-$496K)
22% less funds holding
Funds holding: 9 → 7 (-2)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$698K |
| 2 |
EA
Efficient Advisors
Mason,
Ohio
|
+$347K |
| 3 |
AssetMark Inc
Concord,
California
|
+$321K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$125K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.25M |
| 2 |
LPL Financial
San Diego,
California
|
-$300K |
| 3 |
SG Americas Securities
New York
|
-$280K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
AssetMark Inc
Concord,
California
| $1.39M | +$321K | +10,588 | +29% |
|
|
2
Royal Bank of Canada
Toronto,
Ontario, Canada
| $890K | +$698K | +23,069 | +325% |
|
|
EA
3
Efficient Advisors
Mason,
Ohio
| $857K | +$347K | +11,469 | +65% |
|
|
4
LPL Financial
San Diego,
California
| $378K | -$300K | -9,910 | -43% |
|
|
LTFS
5
Ladenburg Thalmann Financial Services
Miami,
Florida
| $254K | +$125K | +4,130 | +92% |
|
|
AIG
6
American International Group
New York
| $69.1K | – | – | – |
|
|
MFS
7
MSI Financial Services
Springfield,
Massachusetts
| $4K | – | – | – |
|
|
8
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$1.25M | -40,682 | Closed |
|
|
9
SG Americas Securities
New York
| – | -$280K | -9,092 | Closed |
|
IESM Hedge Fund Activity: Q3 2014 in Review
7 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) for Q3 2014, worth a combined $3.85M — down 11% from $4.34M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of IESM and 0 opened new positions — a net loss of 2 holders — while 1 trimmed existing stakes and 4 added.
The largest buyer was Royal Bank of Canada, adding an estimated $698K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.25M sold.
- 7 institutional investors held ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) as of Q3 2014, down from 9 in Q2 2014.
- Funds reported $3.85M of ISHARES ENHANCED U.S. SMALL CAP ETF stock for Q3 2014, down 11% quarter-over-quarter.
- 0 funds opened new ISHARES ENHANCED U.S. SMALL CAP ETF positions in Q3 2014 and 2 closed out, a net change of -2 holders.
- The largest ISHARES ENHANCED U.S. SMALL CAP ETF buyer in Q3 2014 was Royal Bank of Canada, an estimated $698K added.
- The largest ISHARES ENHANCED U.S. SMALL CAP ETF seller in Q3 2014 was Susquehanna International Group, an estimated $1.25M sold.
Based on aggregated 13F filings for Q3 2014.