ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
IESM was delisted on the 23rd of August, 2016.
10 hedge funds and large institutions have $4.37M invested in ISHARES ENHANCED U.S. SMALL CAP ETF in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 2 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 1
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
43% more funds holding
Funds holding: 7 → 10 (+3)
14% more capital invested
Capital invested by funds: $3.85M → $4.37M (+$522K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$418K |
| 2 |
EA
Efficient Advisors
Mason,
Ohio
|
+$325K |
| 3 |
AssetMark Inc
Concord,
California
|
+$291K |
| 4 |
NPC
National Planning Corporation
El Segundo,
California
|
+$152K |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$70.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$890K |
| 2 |
LPL Financial
San Diego,
California
|
-$93.5K |
| 3 |
AIG
American International Group
New York
|
-$69.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
AssetMark Inc
Concord,
California
| $1.81M | +$291K | +9,488 | +20% |
|
|
EA
2
Efficient Advisors
Mason,
Ohio
| $1.26M | +$325K | +10,580 | +36% |
|
|
3
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $435K | +$418K | +13,625 | New |
|
|
LTFS
4
Ladenburg Thalmann Financial Services
Miami,
Florida
| $348K | +$70.3K | +2,290 | +27% |
|
|
5
LPL Financial
San Diego,
California
| $318K | -$93.5K | -3,045 | -23% |
|
|
NPC
6
National Planning Corporation
El Segundo,
California
| $154K | +$152K | +4,940 | New |
|
|
GWA
7
Genesis Wealth Advisors
Braintree,
Massachusetts
| $30.6K | +$29.2K | +950 | New |
|
|
MFS
8
MSI Financial Services
Springfield,
Massachusetts
| $5K | – | – | – |
|
9
UBS Group
Zurich,
Switzerland
| $2K | +$1.57K | +51 | New |
|
|
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$890K | -30,163 | Closed |
|
|
AIG
11
American International Group
New York
| – | -$69.1K | -2,340 | Closed |
|
12
Parallax Volatility Advisers
San Francisco,
California
| – | +$31 | +1 | New |
|
IESM Hedge Fund Activity: Q4 2014 in Review
10 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) for Q4 2014, worth a combined $4.37M — up 14% from $3.85M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new IESM positions and 2 closed out — a net gain of 3 holders — while 3 added to existing stakes and 1 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $418K. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $890K sold.
- 10 institutional investors held ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) as of Q4 2014, up from 7 in Q3 2014.
- Funds reported $4.37M of ISHARES ENHANCED U.S. SMALL CAP ETF stock for Q4 2014, up 14% quarter-over-quarter.
- 5 funds opened new ISHARES ENHANCED U.S. SMALL CAP ETF positions in Q4 2014 and 2 closed out, a net change of +3 holders.
- The largest ISHARES ENHANCED U.S. SMALL CAP ETF buyer in Q4 2014 was Susquehanna International Group, an estimated $418K added.
- The largest ISHARES ENHANCED U.S. SMALL CAP ETF seller in Q4 2014 was Royal Bank of Canada, an estimated $890K sold.
Based on aggregated 13F filings for Q4 2014.