NPC
IESM

National Planning Corporation’s ISHARES ENHANCED U.S. SMALL CAP ETF IESM Stock Holding History

National Planning Corporation’s Portfolio IESM Stock Details IESM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-4,940
Closed -$154K – 2537
2014
Q4 		$154K Buy
+4,940
New +$152K 0.01% 757

Other funds holding IESM

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EA
Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
SIA
Stancorp Investment Advisers Portland, Oregon $212M AUM

National Planning Corporation's IESM Position: Q1 2015 in Review

National Planning Corporation sold out of ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) in Q1 2015, closing a stake of 4,940 shares — an estimated $154K sold.

National Planning Corporation first reported a position in IESM in Q4 2014 and held it in 1 quarter. The position peaked at $154K in Q4 2014. 14 funds tracked by Wall St. Rank hold IESM as of Q1 2015.

  • National Planning Corporation reported no remaining ISHARES ENHANCED U.S. SMALL CAP ETF position as of Q1 2015 after selling out during the quarter.
  • National Planning Corporation sold 4,940 ISHARES ENHANCED U.S. SMALL CAP ETF shares in Q1 2015, an estimated $154K.
  • National Planning Corporation first reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF in Q4 2014 and held it in 1 quarter.
  • National Planning Corporation's ISHARES ENHANCED U.S. SMALL CAP ETF position peaked at $154K in Q4 2014.
  • 14 funds tracked by Wall St. Rank held ISHARES ENHANCED U.S. SMALL CAP ETF as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.