LPL Financial’s ISHARES ENHANCED U.S. SMALL CAP ETF IESM Stock Holding History

LPL Financial’s Portfolio IESM Stock Details IESM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-18,314	Closed	-$572K	–	2809
2016 Q2	$572K	Sell	18,314 -9,200	-33%	-$283K	﹤0.01%	1559
2016 Q1	$828K	Buy	27,514 +11,876	+76%	+$337K	﹤0.01%	1810
2015 Q4	$450K	Buy	+15,638	New	+$479K	﹤0.01%	2264
2015 Q2	–	Sell	-6,888	Closed	-$224K	–	2994
2015 Q1	$224K	Sell	6,888 -3,072	-31%	-$98.2K	﹤0.01%	2474
2014 Q4	$318K	Sell	9,960 -3,045	-23%	-$93.5K	﹤0.01%	2111
2014 Q3	$378K	Sell	13,005 -9,910	-43%	-$300K	﹤0.01%	1998
2014 Q2	$706K	Buy	22,915 +9,586	+72%	+$286K	﹤0.01%	1561
2014 Q1	$407K	Buy	13,329 +1,014	+8%	+$30.5K	﹤0.01%	1902
2013 Q4	$370K	Buy	+12,315	New	+$359K	﹤0.01%	1954

LPL Financial's IESM Position: Q3 2016 in Review

LPL Financial sold out of ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) in Q3 2016, closing a stake of 18,314 shares — an estimated $572K sold.

LPL Financial first reported a position in IESM in Q4 2013 and held it in 9 quarters. The position peaked at $828K in Q1 2016. 0 funds tracked by Wall St. Rank hold IESM as of Q3 2016.

LPL Financial reported no remaining ISHARES ENHANCED U.S. SMALL CAP ETF position as of Q3 2016 after selling out during the quarter.
LPL Financial sold 18,314 ISHARES ENHANCED U.S. SMALL CAP ETF shares in Q3 2016, an estimated $572K.
LPL Financial first reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF in Q4 2013 and held it in 9 quarters.
LPL Financial's ISHARES ENHANCED U.S. SMALL CAP ETF position peaked at $828K in Q1 2016.
0 funds tracked by Wall St. Rank held ISHARES ENHANCED U.S. SMALL CAP ETF as of Q3 2016.

Based on LPL Financial's 13F filing for Q3 2016, filed 16 Nov 2016.