UBS Group’s ISHARES ENHANCED U.S. SMALL CAP ETF IESM Stock Holding History

UBS Group’s Portfolio IESM Stock Details IESM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-1,265	Closed	-$39K	–	8260
2016 Q1	$39K	Buy	+1,265	New	+$35.9K	﹤0.01%	5696
2015 Q4	–	Sell	-1,071	Closed	-$31K	–	8803
2015 Q3	$31K	Buy	+1,071	New	+$33.1K	﹤0.01%	6270
2015 Q2	–	Sell	-1,102	Closed	-$36K	–	9152
2015 Q1	$36K	Buy	1,102 +1,051	+2,061%	+$33.6K	﹤0.01%	6367
2014 Q4	$2K	Buy	+51	New	+$1.57K	﹤0.01%	9481

Other funds holding IESM

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS Group's IESM Position: Q2 2016 in Review

UBS Group sold out of ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) in Q2 2016, closing a stake of 1,265 shares — an estimated $39K sold.

UBS Group first reported a position in IESM in Q4 2014 and held it in 4 quarters. The position peaked at $39K in Q1 2016. 10 funds tracked by Wall St. Rank hold IESM as of Q2 2016.

UBS Group reported no remaining ISHARES ENHANCED U.S. SMALL CAP ETF position as of Q2 2016 after selling out during the quarter.
UBS Group sold 1,265 ISHARES ENHANCED U.S. SMALL CAP ETF shares in Q2 2016, an estimated $39K.
UBS Group first reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF in Q4 2014 and held it in 4 quarters.
UBS Group's ISHARES ENHANCED U.S. SMALL CAP ETF position peaked at $39K in Q1 2016.
10 funds tracked by Wall St. Rank held ISHARES ENHANCED U.S. SMALL CAP ETF as of Q2 2016.

Based on UBS Group's 13F filing for Q2 2016, filed 12 Aug 2016.