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IESM

ISHARES ENHANCED U.S. SMALL CAP ETF

Delisted

IESM was delisted on the 23rd of August, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Efficient Advisors
1
Efficient Advisors
Ohio
– -$12.3M -393,224 Closed
AssetMark Inc
2
AssetMark Inc
California
– -$3.34M -107,004 Closed
LPL Financial
3
LPL Financial
California
– -$572K -18,314 Closed
Ladenburg Thalmann Financial Services
4
Ladenburg Thalmann Financial Services
Florida
– -$342K -10,955 Closed
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
– -$74K -2,356 Closed
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
– -$60K -1,922 Closed
Advisor Group
7
Advisor Group
Arizona
– -$46K -1,480 Closed
Next Financial Group
8
Next Financial Group
Texas
– -$9K -300 Closed
Tower Research Capital (TRC)
9
Tower Research Capital (TRC)
New York
– -$4K -132 Closed