HF
IESM

HRT Financial’s ISHARES ENHANCED U.S. SMALL CAP ETF IESM Stock Holding History

HRT Financial’s Portfolio IESM Stock Details IESM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-8,181
Closed -$242K – 109
2015
Q4 		$242K Sell
8,181
-12,663
-61% -$388K 0.29% 43
2015
Q3 		$608K Buy
+20,844
New +$645K 0.52% 33

Other funds holding IESM

EA
Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

HRT Financial's IESM Position: Q1 2016 in Review

HRT Financial sold out of ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) in Q1 2016, closing a stake of 8,181 shares — an estimated $242K sold.

HRT Financial first reported a position in IESM in Q3 2015 and held it in 2 quarters. The position peaked at $608K in Q3 2015. 11 funds tracked by Wall St. Rank hold IESM as of Q1 2016.

  • HRT Financial reported no remaining ISHARES ENHANCED U.S. SMALL CAP ETF position as of Q1 2016 after selling out during the quarter.
  • HRT Financial sold 8,181 ISHARES ENHANCED U.S. SMALL CAP ETF shares in Q1 2016, an estimated $242K.
  • HRT Financial first reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF in Q3 2015 and held it in 2 quarters.
  • HRT Financial's ISHARES ENHANCED U.S. SMALL CAP ETF position peaked at $608K in Q3 2015.
  • 11 funds tracked by Wall St. Rank held ISHARES ENHANCED U.S. SMALL CAP ETF as of Q1 2016.

Based on HRT Financial's 13F filing for Q1 2016, filed 13 May 2016.