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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37.6M +$21.9M +572,260 +143%
Wells Fargo
2
Wells Fargo
California
$29.5M +$9.47M +247,170 +48%
Bank of America
3
Bank of America
North Carolina
$13.5M +$8.84M +230,656 +192%
CCMG
4
Clark Capital Management Group
Pennsylvania
$10M -$2.04M -53,354 -17%
MM
5
Main Management
California
$8.51M -$1.22M -31,843 -13%
NCM
6
Niemann Capital Management
Nevada
$6.95M +$442K +11,545 +7%
PFG
7
Pacific Financial Group
Washington
$6.55M +$6.5M +169,769 New
Goldman Sachs
8
Goldman Sachs
New York
$5.13M +$1.05M +27,325 +26%
U
9
UBS
Switzerland
$5.13M +$1.88M +49,059 +58%
CS
10
Credit Suisse
Switzerland
$4.86M +$4.26M +111,172 +750%
LPL Financial
11
LPL Financial
California
$4.24M +$4.79K +125 +0.1%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$3.6M +$3.57M +93,220 New
SFI
13
SPC Financial Inc
Maryland
$3.54M +$3.51M +91,635 New
BAAM
14
Baker Avenue Asset Management
California
$2.68M +$435K +11,355 +20%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.17M +$2.14M +55,773 +15,935%
FMP
16
Financial Management Professionals
Texas
$1.94M +$210K +5,472 +12%
Citigroup
17
Citigroup
New York
$1.93M -$5.75M -150,000 -75%
SI
18
Stephens Inc
Arkansas
$1.85M +$1.84M +48,009 New
JCM
19
Janney Capital Management
Pennsylvania
$1.81M +$1.8M +46,938 New
NFG
20
Noven Financial Group
Colorado
$1.35M -$56.1K -1,463 -4%
NL
21
NWAM LLC
Washington
$1.28M +$1.27M +33,254 New
TH
22
Timber Hill
Connecticut
$1.24M -$974K -25,421 -44%
DADC
23
D.A. Davidson & Co
Montana
$1.21M +$1.2M +31,337 New
SCM
24
Sandler Capital Management
New York
$1.08M +$1.07M +28,000 New
FAAS
25
First Allied Advisory Services
California
$992K +$301K +7,855 +44%
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