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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.3M -$693K -12,786 -5%
Wells Fargo
2
Wells Fargo
California
$12.1M +$1.04M +19,219 +10%
BAAM
3
Baker Avenue Asset Management
California
$6.81M -$65.6K -1,210 -1%
BCM
4
Barometer Capital Management
Ontario, Canada
$5.49M +$385K +7,100 +8%
SCM
5
Sandler Capital Management
New York
$4.39M +$522K +9,630 +14%
Bank of America
6
Bank of America
North Carolina
$3.88M +$131K +2,418 +4%
LPL Financial
7
LPL Financial
California
$3.34M +$421K +7,762 +15%
UBS Group
8
UBS Group
Switzerland
$2.78M +$3.63K +67 +0.1%
MWM
9
Merriman Wealth Management
Washington
$2.75M -$105K -1,932 -4%
MM
10
Main Management
California
$1.98M – – –
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.89M +$1.79M +33,120 New
PAG
12
Private Advisor Group
New Jersey
$1.87M -$87.6K -1,617 -5%
RJA
13
Raymond James & Associates
Florida
$1.67M +$958K +17,681 +153%
CS
14
Credit Suisse
Switzerland
$1.59M -$709K -13,082 -32%
Goldman Sachs
15
Goldman Sachs
New York
$1.45M -$524K -9,667 -28%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$1.33M – – –
SCA
17
Snowden Capital Advisors
New York
$1.31M +$56.1K +1,035 +5%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$914K +$314K +5,789 +57%
TH
19
Timber Hill
Connecticut
$899K -$47K -868 -5%
CPC
20
Cookson Peirce & Co
Pennsylvania
$744K -$56.9K -1,050 -7%
FAAS
21
First Allied Advisory Services
California
$722K -$21.7K -400 -3%
Stifel Financial
22
Stifel Financial
Missouri
$657K +$624K +11,515 New
AGM
23
Alpine Global Management
New York
$589K +$558K +10,300 New
SF
24
Synovus Financial
Georgia
$571K +$3.63K +67 +0.7%
GEA
25
Glen Eagle Advisors
New Jersey
$480K -$445K -8,220 -49%
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