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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$208K +5,209 +2%
Wells Fargo
2
Wells Fargo
California
$4.45M -$248K -6,214 -5%
Goldman Sachs
3
Goldman Sachs
New York
$4.32M -$704K -17,638 -15%
BAAM
4
Baker Avenue Asset Management
California
$3.72M +$3.57M +89,362 New
BCM
5
Barometer Capital Management
Ontario, Canada
$3.6M +$3.46M +86,600 New
CCMG
6
Clark Capital Management Group
Pennsylvania
$2.6M +$2.49M +62,412 New
TH
7
Timber Hill
Connecticut
$2.24M +$97.1K +2,430 +5%
UBS Group
8
UBS Group
Switzerland
$1.83M -$59.9K -1,500 -3%
LPL Financial
9
LPL Financial
California
$1.58M +$1.52M +38,103 New
MM
10
Main Management
California
$1.44M – – –
PVH
11
Psagot Value Holdings
Israel
$794K -$161K -4,020 -17%
SCA
12
Snowden Capital Advisors
New York
$761K +$730K +18,288 New
CWM
13
Concert Wealth Management
California
$696K +$350K +8,768 +108%
ASN
14
Advisory Services Network
Georgia
$694K +$622K +15,581 +1,413%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$665K +$118K +2,966 +23%
CS
16
Credit Suisse
Switzerland
$651K -$1.77M -44,364 -74%
FAAS
17
First Allied Advisory Services
California
$635K -$9.35K -234 -2%
Bank of America
18
Bank of America
North Carolina
$525K -$1.06M -26,506 -68%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$512K -$408K -10,215 -45%
Creative Planning
20
Creative Planning
Kansas
$499K +$479K +12,000 New
Citadel Advisors
21
Citadel Advisors
Florida
$422K -$1.54M -38,648 -79%
SF
22
Synovus Financial
Georgia
$411K +$1.28K +32 +0.3%
HighTower Advisors
23
HighTower Advisors
Illinois
$206K +$199K +4,983 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$196K +$147K +3,680 +360%
MWM
25
MinichMacGregor Wealth Management
New York
$98K -$106K -2,642 -53%
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