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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.5M -$5.79M -64,385 -11%
Wells Fargo
2
Wells Fargo
California
$21.7M -$3.46M -38,461 -13%
SFI
3
SPC Financial Inc
Maryland
$18.4M +$127K +1,412 +0.6%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$9.81M +$329K +3,659 +3%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$9.63M +$5.52M +61,404 +115%
MML Investors Services
6
MML Investors Services
Massachusetts
$8.84M -$2.16M -24,003 -19%
Bank of America
7
Bank of America
North Carolina
$8.61M -$6.14M -68,292 -40%
Stifel Financial
8
Stifel Financial
Missouri
$8.37M +$358K +3,978 +4%
ASN
9
Advisory Services Network
Georgia
$8.06M +$279K +3,106 +3%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$7.39M -$466K -5,185 -6%
UBS Group
11
UBS Group
Switzerland
$6.74M -$1.05M -11,722 -13%
Ameriprise
12
Ameriprise
Minnesota
$5.28M -$2.49M -27,702 -31%
CI
13
Cavalier Investments
Georgia
$5.05M +$84.5K +939 +2%
LPL Financial
14
LPL Financial
California
$4.84M -$1.75M -19,507 -25%
SA
15
SFI Advisors
New Jersey
$4.65M -$4.77K -53 -0.1%
Osaic Holdings
16
Osaic Holdings
Arizona
$4.54M -$7.9M -87,791 -62%
Truist Financial
17
Truist Financial
North Carolina
$3.9M -$1.49M -16,587 -26%
MIH
18
Meitav Investment House
Israel
$3.71M – – –
JC
19
JCSD Capital
California
$3.44M +$3.69M +41,000 New
MIG
20
McGuire Investment Group
Rhode Island
$3.29M -$18.7K -208 -0.5%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$3.09M -$211K -2,348 -6%
MM
22
Main Management
California
$2.9M – – –
Goldman Sachs
23
Goldman Sachs
New York
$2.82M -$141K -1,570 -4%
WDL
24
Well Done LLC
Michigan
$2.75M +$380K +4,224 +15%
CCA
25
Cottonwood Capital Advisors
Utah
$2.5M +$554K +6,161 +26%
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