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Hanmi Financial
HAFC

131 hedge funds and large institutions have $578M invested in Hanmi Financial in 2014 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 54 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

8% more capital invested

Capital invested by funds: $533M → $578M (+$45.1M)

0% more funds holding

Funds holding: 131 → 131 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

30% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 54

Holders
131
Holders Change
–
Holders Change %
0%
% of All Funds
3.49%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
38
Reduced
54
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QI
QS Investors
New York
+$5.3M
2
BFA
BlackRock Fund Advisors
California
+$4.03M
3
Principal Financial Group
Principal Financial Group
Iowa
+$3.8M
4
UOC
UBS O'Connor
Illinois
+$3.15M
5
PFMOSF
Philadelphia Financial Management of San Francisco
California
+$2.32M

Top Sellers

1
BA
BlackRock Advisors
Delaware
-$2.72M
2
Millennium Management
Millennium Management
New York
-$1.76M
3
Ameriprise
Ameriprise
Minnesota
-$1.56M
4
TI
Turner Investments
Pennsylvania
-$1.54M
5
Deutsche Bank
Deutsche Bank
Germany
-$1.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
101
Capstone Asset Management
Texas
$266K -$23K -1,105 -8%
DIA
102
Denver Investment Advisors
Colorado
$261K +$1.04K +50 +0.4%
DC
103
Deere & Company
Illinois
$257K +$246K +11,803 New
AL
104
Airain Ltd
Guernsey
$251K -$59.6K -2,864 -20%
ARTA
105
A.R.T. Advisors
New York
$218K -$78.5K -3,770 -27%
GCP
106
GSA Capital Partners
United Kingdom
$206K -$43.2K -2,077 -18%
MFS
107
MSI Financial Services
Massachusetts
$193K +$184K +8,856 New
WBC
108
Westpac Banking Corp
Australia
$185K +$76.2K +3,661 +76%
MERSOM
109
Municipal Employees' Retirement System of Michigan
Michigan
$177K – – –
SG Americas Securities
110
SG Americas Securities
New York
$171K +$164K +7,860 New
MAA
111
Managed Account Advisors
New Jersey
$165K -$12.9K -619 -8%
PI
112
PineBridge Investments
New York
$163K +$13.1K +630 +9%
Federated Hermes
113
Federated Hermes
Pennsylvania
$148K -$132K -6,332 -48%
Bank of America
114
Bank of America
North Carolina
$110K -$156K -7,472 -60%
Legal & General Group
115
Legal & General Group
United Kingdom
$107K – – –
PNC Financial Services Group
116
PNC Financial Services Group
Pennsylvania
$90K – – –
MSA
117
Mason Street Advisors
Wisconsin
$89K +$2.64K +127 +3%
OA
118
OFI Advisors
Pennsylvania
$79K +$3.62K +174 +5%
Canada Life
119
Canada Life
Manitoba, Canada
$72K – – –
Fifth Third Bancorp
120
Fifth Third Bancorp
Ohio
$41K +$1.06K +51 +3%
Barclays
121
Barclays
United Kingdom
$38K +$1.6K +77 +4%
BlackRock
122
BlackRock
New York
$23K – – –
Teacher Retirement System of Texas
123
Teacher Retirement System of Texas
Texas
$20K -$5.08K -244 -21%
DADC
124
D.A. Davidson & Co
Montana
$17K -$8.37K -402 -34%
Lazard Asset Management
125
Lazard Asset Management
New York
$12K – – –
2 3 4
5
6

HAFC Hedge Fund Activity: Q4 2014 in Review

131 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q4 2014, worth a combined $578M — up 8.5% from $533M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HAFC positions and 12 closed out — a net gain of 3 holders — while 38 added to existing stakes and 54 trimmed.

The largest buyer was QS Investors, opening a new position worth an estimated $5.3M. The largest seller was BlackRock Advisors, cutting an estimated $2.72M.

  • 131 institutional investors held Hanmi Financial (HAFC) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $578M of Hanmi Financial stock for Q4 2014, up 8.5% quarter-over-quarter.
  • 15 funds opened new Hanmi Financial positions in Q4 2014 and 12 closed out, a net change of +3 holders.
  • The largest Hanmi Financial buyer in Q4 2014 was QS Investors, an estimated $5.3M added.
  • The largest Hanmi Financial seller in Q4 2014 was BlackRock Advisors, an estimated $2.72M sold.

Based on aggregated 13F filings for Q4 2014.