D.A. Davidson & Co’s Hanmi Financial HAFC Stock Holding History

D.A. Davidson & Co’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-81	Closed	-$2K	–	2224
2015 Q2	$2K	Sell	81 -263	-76%	-$5.89K	﹤0.01%	2110
2015 Q1	$7K	Sell	344 -440	-56%	-$9.05K	﹤0.01%	1862
2014 Q4	$17K	Sell	784 -402	-34%	-$8.37K	﹤0.01%	1718
2014 Q3	$23K	Sell	1,186 -2,295	-66%	-$48K	﹤0.01%	1638
2014 Q2	$73K	Buy	3,481 +325	+10%	+$7.13K	﹤0.01%	1276
2014 Q1	$73K	Buy	+3,156	New	+$71.5K	﹤0.01%	1270

Other funds holding HAFC

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

D.A. Davidson & Co's HAFC Position: Q3 2015 in Review

D.A. Davidson & Co sold out of Hanmi Financial (HAFC) in Q3 2015, closing a stake of 81 shares — an estimated $2K sold.

D.A. Davidson & Co first reported a position in HAFC in Q1 2014 and held it in 6 quarters. The position peaked at $73K in Q2 2014. 134 funds tracked by Wall St. Rank hold HAFC as of Q3 2015.

D.A. Davidson & Co reported no remaining Hanmi Financial position as of Q3 2015 after selling out during the quarter.
D.A. Davidson & Co sold 81 Hanmi Financial shares in Q3 2015, an estimated $2K.
D.A. Davidson & Co first reported a position in Hanmi Financial in Q1 2014 and held it in 6 quarters.
D.A. Davidson & Co's Hanmi Financial position peaked at $73K in Q2 2014.
134 funds tracked by Wall St. Rank held Hanmi Financial as of Q3 2015.

Based on D.A. Davidson & Co's 13F filing for Q3 2015, filed 13 Nov 2015.