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Hanmi Financial
HAFC

130 hedge funds and large institutions have $561M invested in Hanmi Financial in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 49 increasing their positions, 51 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

1% more funds holding

Funds holding: 129 → 130 (+1)

4% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 51

8% less capital invested

Capital invested by funds: $607M → $561M (-$46.5M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $506K

Holders
130
Holders Change
+1
Holders Change %
+0.78%
% of All Funds
3.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
49
Reduced
51
Closed
5
Calls
–
Puts
$506K
Net Calls
-$506K
Net Calls Change
+$46K

Top Buyers

1
EPCA
Elizabeth Park Capital Advisors
Ohio
+$11.1M
2
Barrow, Hanley, Mewhinney & Strauss
Barrow, Hanley, Mewhinney & Strauss
Texas
+$8.95M
3
Luther King Capital Management (LKCM)
Luther King Capital Management (LKCM)
Texas
+$4.1M
4
KCM
Kennedy Capital Management
Missouri
+$3.33M
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$2.77M

Top Sellers

1
BA
BlackRock Advisors
Delaware
-$9.09M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$3.2M
3
BFA
BlackRock Fund Advisors
California
-$2.6M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$2.16M
5
JP Morgan Chase
JP Morgan Chase
New York
-$1.57M
Name Holding Trade Value Shares
Change 		Change in
Stake
NCCM
101
Nine Chapters Capital Management
New Jersey
$242K -$145K -6,600 -36%
DIA
102
Denver Investment Advisors
Colorado
$237K – – –
Nomura Holdings
103
Nomura Holdings
Japan
$225K -$51.1K -2,332 -18%
Susquehanna International Group
104
Susquehanna International Group
Pennsylvania
$213K +$222K +10,123 New
Capital Fund Management (CFM)
105
Capital Fund Management (CFM)
France
$211K +$219K +10,000 New
Allianz Asset Management
106
Allianz Asset Management
Germany
$202K – – –
LSV Asset Management
107
LSV Asset Management
Illinois
$201K -$754K -34,400 -78%
Royal Bank of Canada
108
Royal Bank of Canada
Ontario, Canada
$198K -$84.8K -3,868 -29%
MAA
109
Managed Account Advisors
New Jersey
$177K -$5.55K -253 -3%
OAM
110
Orinda Asset Management
California
$167K -$21K -959 -11%
MERSOM
111
Municipal Employees' Retirement System of Michigan
Michigan
$163K – – –
Bank of America
112
Bank of America
North Carolina
$110K +$40.2K +1,833 +54%
PI
113
PineBridge Investments
New York
$103K -$65.6K -2,991 -38%
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
$86K – – –
MSA
115
Mason Street Advisors
Wisconsin
$84K +$2.61K +119 +3%
Wells Fargo
116
Wells Fargo
California
$79K +$41.4K +1,887 +103%
DADC
117
D.A. Davidson & Co
Montana
$73K +$7.13K +325 +10%
OA
118
OFI Advisors
Pennsylvania
$70K +$12.6K +575 +21%
Canada Life
119
Canada Life
Manitoba, Canada
$69K – – –
VFA
120
Virtus Fund Advisers
Connecticut
$57K +$59.6K +2,717 New
Fifth Third Bancorp
121
Fifth Third Bancorp
Ohio
$36K – – –
Teacher Retirement System of Texas
122
Teacher Retirement System of Texas
Texas
$25K – – –
BlackRock
123
BlackRock
New York
$22K -$1.97K -90 -8%
TRCT
124
Tower Research Capital (TRC)
New York
$21K -$16.3K -741 -43%
Citigroup
125
Citigroup
New York
$19K -$265K -12,097 -93%
2 3 4
5
6

HAFC Hedge Fund Activity: Q2 2014 in Review

130 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q2 2014, worth a combined $561M — down 7.7% from $607M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HAFC positions and 5 closed out — a net gain of 1 holder — while 49 added to existing stakes and 51 trimmed.

The largest buyer was Elizabeth Park Capital Advisors, opening a new position worth an estimated $11.1M. The largest seller was BlackRock Advisors, cutting an estimated $9.09M.

  • 130 institutional investors held Hanmi Financial (HAFC) as of Q2 2014, up from 129 in Q1 2014.
  • Funds reported $561M of Hanmi Financial stock for Q2 2014, down 7.7% quarter-over-quarter.
  • 6 funds opened new Hanmi Financial positions in Q2 2014 and 5 closed out, a net change of +1 holder.
  • The largest Hanmi Financial buyer in Q2 2014 was Elizabeth Park Capital Advisors, an estimated $11.1M added.
  • The largest Hanmi Financial seller in Q2 2014 was BlackRock Advisors, an estimated $9.09M sold.

Based on aggregated 13F filings for Q2 2014.