GLU

Gabelli Utility & Income Trust
GLU

Overview Fund Activity

25 hedge funds and large institutions have $17.5M invested in Gabelli Utility & Income Trust in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.38M
2
LCM
2
Landscape Capital Management
New Jersey
$402K
3
MC
3
Matisse Capital
Oregon
$863K
4
Citigroup
4
Citigroup
New York
$127K
5
CA
5
Cornerstone Advisors
North Carolina
$1.15M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$0
2
1CP
2
1607 Capital Partners
Virginia
$1.19M
3
AA
3
Advisory Alpha
Michigan
$0
4
ICOA
4
Investment Centers of America
North Dakota
$186K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$96K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.38M 260,650 +14,217 +6%
GCIA
2
Gabelli & Co Investment Advisers
New York
$3.97M 236,473 +2,803 +1%
CL
3
CSS LLC
Illinois
$2.78M 165,352 +2,920 +2%
1CP
4
1607 Capital Partners
Virginia
$1.19M 70,550 -1,271 -2%
CA
5
Cornerstone Advisors
North Carolina
$1.15M 68,676 +3,895 +6%
MC
6
Matisse Capital
Oregon
$863K 51,392 +10,352 +25%
ZA
7
Zazove Associates
Nevada
$510K 30,347 – –
FIMG
8
Financial & Investment Management Group
Michigan
$436K 25,928 -70 -0.3%
LCM
9
Landscape Capital Management
New Jersey
$402K 23,941 +13,508 +129%
UBS Group
10
UBS Group
Switzerland
$371K 22,115 +3,387 +18%
PFS
11
Prospera Financial Services
Texas
$259K 15,400 – –
Bank of America
12
Bank of America
North Carolina
$213K 12,677 +111 +0.9%
HighTower Advisors
13
HighTower Advisors
Illinois
$196K 11,768 +134 +1%
ICOA
14
Investment Centers of America
North Dakota
$186K 10,928 -464 -4%
HPC
15
HM Payson & Co
Maine
$168K 10,000 – –
Citigroup
16
Citigroup
New York
$127K 7,572 +7,572 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$96K 5,698 -260 -4%
Wells Fargo
18
Wells Fargo
California
$91K 5,423 – –
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$25K 1,463 – –
GWM
20
Geneos Wealth Management
Colorado
$21K 1,300 – –
SFS
21
Sowell Financial Services
Arkansas
$17K 990 +990 New
AG
22
Advisor Group
Arizona
$8K 500 – –
MFS
23
MSI Financial Services
Massachusetts
$8K 504 +73 +17%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$4K 250 – –
TRCT
25
Tower Research Capital (TRC)
New York
$3K 200 +200 New
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