GLU

Gabelli Utility & Income Trust
GLU

Overview Fund Activity

25 hedge funds and large institutions have $21.5M invested in Gabelli Utility & Income Trust in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.66M
2
ICAS
2
Investors Capital Advisory Services
Massachusetts
$381K
3
WAM
3
Wolverine Asset Management
Illinois
$958K
4
CA
4
Cornerstone Advisors
North Carolina
$892K
5
ICOA
5
Investment Centers of America
North Dakota
$302K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$2.87M
2
RJA
2
Raymond James & Associates
Florida
$576K
3
BI
3
Bulldog Investors
New Jersey
$446K
4
Wells Fargo
4
Wells Fargo
California
$53K
5
WCM
5
Windsor Capital Management
Arizona
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$4.55M 228,655 – –
Morgan Stanley
2
Morgan Stanley
New York
$3.66M 184,057 +31,791 +21%
SIA
3
Sit Investment Associates
Minnesota
$2.87M 144,324 -70,656 -33%
CL
4
CSS LLC
Illinois
$2.78M 139,526 +2,099 +2%
WAM
5
Wolverine Asset Management
Illinois
$958K 48,165 +18,930 +65%
CA
6
Cornerstone Advisors
North Carolina
$892K 44,850 +16,100 +56%
DA
7
Doliver Advisors
Texas
$812K 40,801 +9,127 +29%
SFS
8
Shaker Financial Services
Virginia
$772K 38,832 +12,992 +50%
YCM
9
Yakira Capital Management
Connecticut
$641K 32,237 – –
RJA
10
Raymond James & Associates
Florida
$576K 28,950 -29,650 -51%
BI
11
Bulldog Investors
New Jersey
$446K 22,412 -24,558 -52%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$423K 21,269 +5,328 +33%
Geode Capital Management
13
Geode Capital Management
Massachusetts
– – – –
ICAS
14
Investors Capital Advisory Services
Massachusetts
$381K 19,178 +19,178 New
U
15
UBS
Switzerland
$359K 18,074 +962 +6%
ICOA
16
Investment Centers of America
North Dakota
$302K 15,339 +15,339 New
Bank of America
17
Bank of America
North Carolina
$291K 14,613 -199 -1%
1CP
18
1607 Capital Partners
Virginia
$183K 9,200 +9,200 New
GFM
19
Gramercy Funds Management
Connecticut
$111K 5,602 +5,602 New
Wells Fargo
20
Wells Fargo
California
$53K 2,645 -2,603 -50%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$35K 1,763 – –
Citigroup
22
Citigroup
New York
$22K 1,079 +379 +54%
Barclays
23
Barclays
United Kingdom
$4K 200 -300 -60%
MFS
24
MSI Financial Services
Massachusetts
$3K 140 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$2K 110 – –
1
2